Evidence-informed management of chronic low
Scott Haldeman, DC, MD, PhD,Joanne Borg-Stein, ,
aDivision of Orthopaedic Surgery and Department of Epidemiology and Community Medicine,
Faculty of Medicine, University of Ottawa, Ottawa, Canada
cUS Spine & Sport Foundation, San Diego, CA, USA
dSchool of Physical Therapy and Rehabilitation Sciences, College of Medicine, University of South Florida, Tampa, FL, USA
eDepartment of Neurology, University of California, Irvine, CA, USA
fDepartment of Epidemiology, University of California, LA, USA
gResearch Division, Southern California University of Health Sciences, CA, USA
hSpaulding Rehabilitation Hospital, Boston, MA, USA
iNewton-Wellesley Hospital Spine Center, Newton, MA, USA
jDepartment of Physical Medicine and Rehabilitation, Harvard Medical School, Boston, MA, USA
Received 3 October 2007; accepted 13 October 2007
EDITORS’ PREFACE: The management of chronic low back pain (CLBP) has proven to be verychallenging in North America, as evidenced by its mounting socioeconomic burden. Choosing amongavailable nonsurgical therapies can be overwhelming for many stakeholders, including patients, healthproviders, policy makers, and third-party payers. Although all parties share a common goal and wish touse limited health-care resources to support interventions most likely to result in clinically meaningfulimprovements, there is often uncertainty about the most appropriate intervention for a particular pa-tient. To help understand and evaluate the various commonly used nonsurgical approaches to CLBP,the North American Spine Society has sponsored this special focus issue of The Spine Journal, titledEvidence-Informed Management of Chronic Low Back Pain Without Surgery. Articles in this specialfocus issue were contributed by leading spine practitioners and researchers, who were invited to sum-marize the best available evidence for a particular intervention and encouraged to make this informa-tion accessible to nonexperts. Each of the articles contains five sections (description, theory, evidenceof efficacy, harms, and summary) with common subheadings to facilitate comparison across the 24different interventions profiled in this special focus issue, blending narrative and systematic reviewmethodology as deemed appropriate by the authors. It is hoped that articles in this special focus issuewill be informative and aid in decision making for the many stakeholders evaluating nonsurgicalinterventions for CLBP. Ó 2008 Elsevier Inc. All rights reserved.
Chronic low back pain; Prolotherapy; Intraligamentous injection
FDA device/drug status: investigational or not approved for this indica-
Intraligamentous injection of solutions aimed at promot-
ing connective tissue repair is commonly known as prolother-
This study was funded by the National Institutes of Health (grant no.
1RY3AR 046342-01) which is a federal/state agency, and CAM Research
apy, which has been defined as ‘‘the rehabilitation of an
Institute, which is a nonprofit organization.
incompetent structure (such as a ligament or tendon) by the
The authors SD and JM are consultants of CAM Research Institute;
induced proliferation of new cells’’ Common synonyms
JBS is a Consultant of Inflexxion Corporation.
for this therapy include regenerative injection therapy,
* Corresponding author. 25 Corona Ave., Rockcliffe, ON, K1M 1K8,
growth factor stimulation injection, nonsurgical tendon, lig-
Canada. Tel.: (949) 466-8132; fax: (949) 266-8951.
ament and joint reconstruction, proliferant injection, prolo,
1529-9430/08/$ – see front matter Ó 2008 Elsevier Inc. All rights reserved. doi:10.1016/j.spinee.2007.10.021
S. Dagenais et al. / The Spine Journal 8 (2008) 203–212
and joint sclerotherapy . Proponents of this intervention
rationale provided by proponents of this latter method is
generally dislike the term sclerotherapydwhich is associ-
that it minimizes the inflammatory reaction and is therefore
ated with the formation of unorganized scar tissuedrather
than the more beneficial, organized connective tissue that
It should be noted that these methods of prolotherapy
were developed clinically based largely on anecdotal evi-dence and practitioner preference, many of whom eventu-
ally modify these methods further and tailor treatments toindividual patient needs.
Prolotherapy has been used to treat chronic low back
pain (CLBP) for over 60 years and was originally adap-ted from sclerotherapy, which involves injection of irritant
solutions to induce acute inflammation, stimulate connec-
The treatment procedure for prolotherapy varies a great
tive tissue growth, and promote formation of collagen tissue
deal among practitioners. The treatment begins with the pa-
Sclerotherapy was commonly used to close the lumen
tient gowned and lying prone on a treatment table. Through
in varicose veins, and in nonsurgical abdominal hernia re-
manual palpation, the physician first identifiesdand possi-
pair . Based on the hypotheses that joint hypermobility
bly marks with a pendlandmarks in the lumbosacral spine
could be attributed to incomplete connective tissue repair
area such as the iliac crest, sacroiliac joints, and interverte-
after an injury, this treatment approach was later applied
bral spaces to use as anatomical reference points for the
to chronic musculoskeletal conditions suspected of being
injections. The skin is then cleaned with alcohol and beta-
related to ligament or connective tissue laxity. The use of
dyne to minimize the risk of infection. Some practitioners
prolotherapy for CLBP was promoted in the 1950s by a gen-
begin the treatment by injecting subcutaneous wheals of
eral surgeon named George S. Hackett, who published large
local anesthetic into the areas to be injected with prolother-
case series claiming very high rates of success for a condi-
apy solution to minimize patient discomfort .
tion that had few valuable surgical options at that time.
Prolotherapy injections are often administered with
2.5 in., 20-gauge spinal needles to deliver a small bolus
of solution into the following areas: posterior sacroiliac lig-
A survey of 908 primary care patients receiving opioids
aments, iliolumbar ligaments, interspinous ligaments,
supraspinous ligaments, and posterior intervertebral facet
reported that 8.3% had used prolotherapy in their lifetime,
capsules. Some practitioners target ligaments that are ten-
and 5.9% had used it in the past year; those who reported
der to manual palpation or otherwise suspected of causing
using prolotherapy did do an average of 3.5 times in the
pain , whereas others prefer to inject all of the larger
posterior ligaments that are accessible and possibly associ-ated with CLBP To access these ligaments, the needleis typically inserted in the midline directly above an inter-
vertebral space and oriented laterally to avoid accidentally
Although there are no formal subtypes of prolotherapy,
injecting into the spinal canal. The needle is then inserted
there is substantial heterogeneity in the treatment protocols
until the tip contacts bone and the plunger is partially with-
used by different practitioners. The approaches to prolo-
drawn to confirm the absence of blood in the aspirate that
therapy generally differ according to the type of solution
would indicate possible blood vessel puncture. The desired
injected, the volume and frequency of injections, and use
bolus of solutiondtypically 0.5 to 2.0 mldis then injected
at each site Practitioners often target several ligaments
The method used in studies by Ongley et al. typi-
from a single needle insertion point by reorienting the
cally involves six weekly injections of 20 to 30 ml of a solu-
needle in situ. The total amount of solution injected during
tion containing dextrose 12.5%, glycerin 12.5%, phenol 1%,
one session of prolotherapy depends on the number of
and lidocaine 0.25% into multiple preselected lumbosacral
structures that are targeted and the bolus delivered to each
ligaments. Injections are usually accompanied by spinal ma-
structure; 10 to 30 ml is common. Radiological guidance
nipulation and instructions for the patient to perform repeated
(eg, fluoroscopy) is seldom used in prolotherapy.
standing lumbar flexion-extension exercises for several
After the injection procedure, the patient is briefly ob-
weeks. This approach may also use corticosteroid injections
served and then sent home with instructions to perform re-
into tender lumbosacral areas before the first session of
petitive spinal range of motion (ROM) exercises such as
standing lumbar flexion and extension to maintain their
Prolotherapy methods used in other studies involved
flexibility as the acute inflammation produced by the injec-
a greater number of injections at longer intervals
tions results in lumbosacral stiffness and soreness over the
(biweekly-monthly) with a smaller gauge needle, a lower
next few days. Patients are also advised to use over-the-
injected volume (10–20 ml), and a solution containing only
counter (eg, acetaminophen) or prescription (eg, hydroco-
dextrose 10% to 20% and lidocaine 0.2% to 0.5% The
done) analgesics as needed for any increased pain in the
S. Dagenais et al. / The Spine Journal 8 (2008) 203–212
few days after the injections. Instructions are also given to
current procedural terminology manual. Although it has
avoid anti-inflammatory medication, because the acute in-
not been determined whether it is acceptable to bill under
flammatory reaction provoked by this treatment is consid-
these codes, practitioners occasionally use related injection
ered beneficial . This injection procedure is typically
codes to describe various aspects of this procedure, such as:
repeated weekly, biweekly, or monthly until six to eight
20550 (injectiondsingle tendon sheath, or ligament),
treatments have been administered. Treatment intervals
20551 (injectiondsingle tendon origin/insertion), 20552
are dictated by patient response to treatment and the recov-
(injectiondsingle or multiple trigger point), 27096 (injec-
ery time required for any resulting acute inflammation to
tiondprocedure for sacroiliac joint), 64776 (injectiond
diminish before the next injection. Patients may also re-
anesthetic agent and/or steroid, paravertebral facet joint or
quire periodic injections if pain relapses or reinjury occurs.
facet joint nerve), 99070 (supplies and materialsdeg, listdrugs, trays, supplies, or materials). The health care proce-dural coding system specifically for prolotherapy is M0076,
which is not recognized for Medicare purposes. The cost of
Prolotherapy is mainly administered by medical or oste-
the procedure varies considerably by practitioner. A single
opathic physicians, though in rare instances a physician’s
treatment typically costs $250 to $500 excluding any re-
assistant, nurse practitioner, or naturopath can administer
quired diagnostic testing, imaging, rehabilitative equipment,
injections where state licensure permits deep injections
or treatment facility fees. A series of six treatments is there-
Practitioners who perform this treatment are expected
fore approximately $1,500 to $3,000. In the United States,
to have advanced knowledge of spinal anatomy, including
this treatment is not directly covered by major medical in-
the attachment points for all connective tissue structures
surance companies and is not generally covered by workers’
that may be injected, and the locations of any surrounding
compensation insurance. In some cases, it may be covered
blood vessels or nerves that may be inadvertently injected.
by automobile insurance medical payment riders.
Extensive experience with spinal injections is usually
A survey of patients with chronic pain (including CLBP)
recommended before learning prolotherapy and many
who had used prolotherapy reported that insurance coverage
clinicians who perform these treatments have specialized
paid part of the cost in 88% of cases . Patients had paid
training in anesthesiology, pain management, or physical
some cost out of pocket in 19% of cases; mean out-of-pocket
medicine and rehabilitation Additional postgraduate
costs in the past year for prolotherapy were $365 .
training specifically in prolotherapy is typically offeredthrough continuing medical education courses sponsored
by related organizations and medical schools, includingthe University of Wisconsin. Organizations involved in pro-
Although individual ingredients such as dextrose and li-
lotherapy training include the American Association of
docaine are approved for injection by the FDA, they are not
Orthopaedic Medicine (AAOM) , American College
approved for this indication. Drug solutions injected during
prolotherapy are typically prepared by compound pharma-
(ACOSPM) Hackett Hemwall Foundation , and
cies or individual practitioners, and thus not subject to reg-
American Institute of Prolotherapy .
In general, this treatment is performed in private clinics. It
may occasionally be performed in a medical imaging facilityif radiological guidance is required. A minority of practi-
tioners prefer to administer oral or intravenous (IV) sedation
before treatment to calm the patients and facilitate an other-wise uncomfortable procedure; this requires an ambulatory
As with many other treatments available for CLBP, the
surgical center. This procedure is rarely performed in hospi-
mechanism of action for prolotherapy is not well under-
tals. Prophylactic oral analgesics may also be administered
stood. This treatment was derived from sclerotherapy for
before the treatment instead of, or in addition to, sedation.
varicose veins, where injected irritants provoke a localized
Based on membership in related associations, it is estimated
acute inflammatory reaction, connective tissue prolifera-
that there are approximately 500 to 1,000 practitioners offer-
tion, and lumen closure. In prolotherapy, four types of so-
ing this treatment in private practices in various cities
lutions have been identified according to their suspected
throughout the United States. Groups such as the AAOM
mechanism of action: 1) osmotic (eg, hypertonic dextrose);
and ACOSPM maintain on-line membership directories with
2) irritant/hapten (eg, phenol); 3) particulate (eg, pumice
contact information of practitioners who offer this treatment.
flour); and 4) chemotactic (eg, sodium morrhuate) Os-motics are thought to dehydrate cells, leading to cell lysisand release of cellular fragments, which attracts granulo-
cytes and macrophages; dextrose may also cause direct gly-
There is no current procedural terminology code specif-
cosylation of cellular proteins Irritants possess
ically for this procedure listed in the latest edition of the
phenolic hydroxyl group that are believed to alkylate
S. Dagenais et al. / The Spine Journal 8 (2008) 203–212
surface proteins, which renders them antigenic or damages
periods). The identity of anatomic structures responsible for
them directly, attracting granulocytes and macrophages
nociception may be confirmed by observing temporary pain
. Particulates are believed to attract macrophages, lead-
relief after local anesthetic injections, although the pre-
ing to phagocytosis . Chemotactics are structurally re-
sumption that these findings can be used to identify struc-
lated to inflammatory mediators such as prostaglandins,
tures to be injected with prolotherapy has yet to be
leukotrienes, and thromboxanes, and are believed to
validated. As is often the case with other interventions,
the indication for prolotherapy may be CLBP that has failed
Other mechanisms of action for prolotherapy that do not
to respond to other, more conservative treatments.
involve localized acute inflammation have also been pro-
This treatment is considered to be contraindicated in pa-
posed. For instance, macrophages that respond to particulates
tients with non-musculoskeletal pain (eg, referred visceral
are believed to secrete polypeptide growth factor, leading to
pain), metastatic cancer, systemic inflammation, spinal an-
fibroplasia Other possibilities include neurolysis of no-
atomical defects that preclude deep injections (eg, spina bi-
ciceptive fibers (denervation) because of the presence of phe-
fida), morbid obesity, inability to perform posttreatment
nol, lysis of connective tissue adhesions because of the
ROM exercises, bleeding disorders, low pain threshold,
volume of solution injected, and neovasculogenesis or neo-
chemical dependency, or whole body pain In addition,
neurogenesis during the inflammatory cascade .
there is some indication from preclinical studies that very
A number of studies have been conducted in animals to
high doses of a prolotherapy solution containing dextrose
elucidate the mechanism of action for solutions used in pro-
12.5%, glycerin 12.5%, phenol 1.0%, and lidocaine 0.25%
lotherapy, including rat, guinea pig, and rabbit models .
may produce a temporary increase in hepatic enzymes such
In general, these studies involved ligament or tendon injec-
as alanine transaminase and aspartate aminotransferase
tions and histological or biomechanical examination of
Although these findings are preliminary, it may be prudent to
connective tissue. For example, rabbit medial collateral lig-
not administer high doses of these solutions to patients with
ament mass, thickness, and weight-to-length ratio increased
significantly 7 weeks after 5% sodium morrhuate injections
The ideal patient for this treatment is generally consid-
. However, there were no differences in traumatized rat
ereddpurely on the basis of clinical opiniondan otherwise
Achilles tendon tensile strength 7 weeks after injection of
healthy adult aged 30 to 50 years with mechanical CLBP,
various solutions used in prolotherapy (eg, dextrose, sodium
no serious comorbidities, no psychopathology, signs and
morrhuate) Other studies reported changes consistent
symptoms of lumbosacral ligament or tendon involvement,
with local acute inflammation . In three patients with
confirmation of pain structures by local anesthetic, and
CLBP of suspected ligamentous origin, biopsies of posterior
a positive but temporary response to manual therapy.
sacroiliac ligaments were taken 3 months after 6 weekly in-jections with dextrose 12.5%, glycerin 12.5%, phenol1.25%, lidocaine 0.25%, spinal manipulation, and repeated
trunk flexion exercises . Electron microscopy revealed
a significant increase in cellularity and active fibroblasts,with a 60% increase in average fiber diameter .
A computerized search of Medline, Embase, and CI-
NAHL was performed by combining the Cochrane BackReview group strategy for identifying controlled trials
related to low back pain (LBP) with intervention specific
Other than a thorough history and physical examination
index terms and free text: or Glucose/ad, tu, th [Administra-
to rule out the possibility of serious pathology related to
tion & Dosage, Therapeutic Use, Therapy], or Glycerol/ad,
CLBP, no advanced diagnostic testing is required before
tu, th [Administration & Dosage, Therapeutic Use, Ther-
prolotherapy. Plain film radiography is often used to evalu-
apy], or Phenol/ad, tu [Administration & Dosage, Thera-
ate spinal anatomy and pathology before injections.
peutic Use], or Lidocaine/ad, tu, th [Administration &Dosage, Therapeutic Use, Therapy], or Sclerosing Solu-tions/ad, tu, th [Administration & Dosage, Therapeutic
Use, Therapy], or prolotherapy/ti, ab. Only articles pub-
This treatment is generally used for nonspecific mechan-
lished in English from 1997 to 2007 were considered. Ref-
ical CLBP resulting from ligament or tendon injury from
erences of pertinent articles were also used to identify
trauma, repetitive sprain injury, or collagen deficiency
studies. Search results were combined and screened for el-
. It is challenging to identify this subgroup of CLBP pa-
igibility by two independent reviewers (JM, JBS); conflicts
tients, as there are no direct, noninvasive methods of assess-
were resolved by a third reviewer (SD). Studies were eligi-
ing lumbosacral ligament health. Diagnosis is therefore
ble if they were clinical practice guidelines, systematic re-
made on a clinical basis according to pain referral patterns,
views, or randomized controlled trials (RCTs) pertaining to
superficial ligament palpation, joint palpation, or history
prolotherapy for CLBP (longer than 3 months) and reported
(eg, pain aggravated by maintaining a position for extended
clinically relevant outcomes such as pain or function.
Table 1Systematic reviews of prolotherapy for CLBP
(Wilkinson,unpublished)21 observational studies
Ongley, 1987; Klein, 1993; Dechow, Mathews, 1987; Ongley,1987; Klein, 1993;
Mathews, 1987; Ongley, 1987; Klein, 1993;
Observational studies reported subjective
Protocols very differentand results cannot be
Observational studies provided few details, had
Possible dose-response relationship because
poor methodology, and were poorly reported
two studies with negative results administered
only 3Â10 ml compared with three studies
RCTs had different protocols and could not be
Two studies with cointerventions had positive
Two RCTs had positive results with 6Â20–30
Three studies with prolotherapy alone had
Three RCTs had negative results with dextrose
because three injections seemedinferior to six
Temporary (24–96 h) increase in pain and
Other AEs were leg pain, nausea, diarrhea,
Dextrose alone likely not beneficial for LBP
No evidence of efficacy for prolotherapy alone
Evidence of partial prolonged pain relief for
Appears safe with newer dextrose/glycerin/
Safety comparable with other spinal injections
SCI5science citation index; CBRG5Cochrane back review group; SMT5spinal manipulative therapy; CLBP5chronic low back pain; RCT5randomized controlled trial; LBP5low back pain;
S. Dagenais et al. / The Spine Journal 8 (2008) 203–212
was a crossover and it was not possible to attribute reported
We identified five reviews related to prolotherapy for
results to prolotherapy The details from these five
RCTs are given in and briefly discussed below.
it failed to report its methodology and there was no indica-
In an RCT by Mathews et al. 22 individuals with
tion that a systematic search approach had been followed
CLBP were randomly assigned to receive prolotherapy
The four included systematic reviews are summarized
(n516) or control (n56) injections. Prolotherapy injections
consisted of a solution containing dextrose 10%, glycerin
A review was published in The Spine Journal by our
10%, phenol 1%, and procaine 0.3%. There were three ses-
group in 2005 and identified the same five RCTs that were
sions injecting 10 ml every 2 weeks into lumbosacral liga-
uncovered in this search . Two of those RCTs had positive
ments. Control injections consisted of a solution containing
results and noted improvements in pain or disability with six
0.05% procaine, also with three sessions injecting 10 ml ev-
weekly sessions injecting 20 to 30 ml of solutions containing
ery 2 weeks into tender spots. Outcomes were assessed at 2
weeks and 1, 3, 6, and 12 months and included a six-point
therapy (SMT), exercise, and other cointerventions .
numerical rating scale (1–4 designated ‘‘not recovered’’
Three RCTs had negative results and reported improvements
and 5–6 designated ‘‘recovered’’), pain intensity (visual an-
but no differences between the prolotherapy and control: one
alog scale [VAS]), and medication use. At 3 months, 10 out
study used only dextrose/lidocaine one used only
of 16 patients in the experimental group (63%) were recov-
three sessions of dextrose/glycerin/phenol/lidocaine, and
ered, compared with 2 out of 6 (33%) in the control group.
one study with a small sample size used dextrose/glycerin/
There were no significant differences between the groups at
phenol/procaine without SMT. The review concluded there
was no evidence to support prolotherapy with dextrose
In an RCT by Ongley et al. 82 individuals with CLBP
alone. Furthermore, a dose-response relationship was postu-
were randomly assigned to receive prolotherapy (n540) or
lated for solutions containing dextrose/glycerin/phenol/
control (n542) injections, along with various cointerven-
lidocaine, in which the lower doses (eg, 3Â10 ml) appeared
tions. Prolotherapy injections for the experimental group
to be less effective than the larger doses (eg, 6Â20 ml).
consisted of a solution containing dextrose 12.5%, glycerin
Rabago et al. conducted a review on prolotherapy
12.5%, phenol 1.25%, lidocaine 0.25%. There were six ses-
for musculoskeletal pain, including CLBP and identified
sions injecting 20 ml every week into lumbosacral ligaments
four of the five RCTs mentioned in the previous review.
with IV sedation. Cointerventions included 50 mg triamcin-
Two of those studies were generally positive, and two were
olone injection into the gluteus medius and SMT for the ex-
generally negative. Authors of that review noted that the
perimental group, lidocaine 0.5% injection and sham SMT
RCTs had poor patient selection and operator differences
for the control group, and standing lumbar flexion-extension
stretching exercises for both groups. At 6 months, there were
Two reviews on prolotherapy injections for CLBP have
statistically significant differences (p!.05) for all outcomes
been published by the Cochrane Collaboration, one by Yell-
in favor of the experimental group. Additionally, 35 out of 40
and et al. in 2004, and an update by Dagenais et al.
(88%) patients in the experimental group had greater than
in 2007. Study eligibility for both reviews included RCTs
50% improvement in disability score at 6 months, compared
and quasi-RCTs on prolotherapy for CLBP, and both reviews
with 16 out of 41 (39%) patients in the control group
assessed study quality using Cochrane Back Review group
(p!.05). There were 15 out of 40 (38%) patients in the exper-
criteria. The efficacy results of prolotherapy for CLBP re-
imental group versus 4 out of 41 (10%) patients in the control
ported in the updated review were as follows: prolother-
group with a disability score of 0 at 6 months (p!.05). Radi-
apy protocols vary a great deal and results cannot be
ating leg pain present at baseline was resolved in 10 out of 12
combined; there is a possible dose-response relationship
(83%) patients in the experimental group versus 2 out of 12
with prolotherapy, because negative results were noted in
(17%) patients in the control group (p!.05) at 6 months.
two RCTs with lower doses of the administered drug (eg,
Given the various cointerventions, however, it is difficult to
3Â10 ml) compared with three studies with higher doses
partition the positive outcomes of the experimental group
(eg, 6Â20–30 ml); two RCTs with prolotherapy adminis-
tered with cointerventions had positive results, whereas three
In an RCT by Klein et al. , 79 individuals with
RCTs with prolotherapy administered alone had negative re-
CLBP were randomly assigned to receive prolotherapy
sults. Thus, the authors concluded that there is no evidence of
(n539) or control (n540) injections. Prolotherapy injec-
efficacy for prolotherapy alone, whereas there is evidence of
tions for the experimental group consisted of a solution
partial prolonged pain relief for prolotherapy combined with
containing dextrose 12.5%, glycerin 12.5%, phenol 1.2%,
exercise, SMT, and other interventions.
lidocaine 0.5%. There were six sessions injecting 30 ml ev-ery week into lumbosacral ligaments, facets, and SI joints,
along with IV sedation and lidocaine wheals. Control injec-
We identified six RCTs related to prolotherapy for
tions consisted of a solution containing saline 0.45% and li-
docaine 0.25%, along with IV sedation. Outcomes were
Table 2Randomized controlled trials of prolotherapy for CLBP
Prior spinal surgeryRadiculopathyUnresolved litigation/work comp
Experimental: 30 out of 39Control: 21 out of 40
Control: 3.87No SS changes in VAS disability,
menstrual irregularities, likelyfrom triamcinolone
assessment of toxicology (CBC,sed rate, urinalysis, chem panel,thyroid function)
patients (8 Experimental, 5Control) with irritable foci whoreceived triamcinolone reportedSS changes favoring Experimentalgroup for all outcomes
S. Dagenais et al. / The Spine Journal 8 (2008) 203–212
assessed at 6 months included the Roland Morris Disability
and/or stiffness at the injection site, which is consistent
Questionnaire, pain intensity (VAS), pain grid, lumbar
with drug’s purported mechanism of action (ie, acute in-
ROM, lumbar isometric strength, and the proportion of sub-
flammation) In a recent survey of prolotherapy practi-
jects with greater than 50% improvement in disability and
tioners (n5171) who were members of the AAOM or
pain intensity. Both groups had significant improvement
ACOSPM, side effects with the highest median estimated
(p!.05) in pain intensity, pain grid scores, and disability at
prevalence were pain (70%), stiffness (25%), and bruising
6 months. When defining success with treatment as a 50%
(5%) following prolotherapy for spinal pain. Other side ef-
improvement in pain intensity or disability, 30 out of 39
fects reported in the literature were increased transient leg
(77%) patients in the experimental group versus 21 out of
pain, headache, nausea, diarrhea, minor allergic reactions,
40 (53%) in the control group were successful (p!.05).
In an RCT by Dechow et al. , 74 individuals with
Adverse events (AEs) related to prolotherapy for CLBP
CLBP who were referred by a general practitioner were
include mainly needlestick injuries similar to those reported
randomly assigned to receive prolotherapy (n536) or
with other common spinal injection procedures There
control (n538) injections. Prolotherapy injections for the
are previous reports of severe headache indicative of lumbar
experimental group consisted of a solution containing dex-
puncture, leg pain with neurological features, disturbed
trose 12.5%, glycerin 12.5%, phenol 1.2%, and lidocaine
sleep because of psychological trauma from injections, and
0.5%. There were three sessions injecting 10 ml every week
severe cough. No fatalities related to this treatment have
into L4–L5 ligaments with single needle insertion point,
been reported in the literature for a period of almost 50 years
along with IV sedation. Control injections consisted of a
in which this treatment has been offered Rare AEs in-
solution containing saline 0.45% and lidocaine 0.5%.
clude pneumothorax, disc injury, meningitis, hemorrhage,
Outcomes were assessed at 1, 3, and 6 months and included
and nerve damage. In a recent survey of practitioners
the McGill pain questionnaire, ROM (modified Schober
(n5171) who had each provided a median of 2,000 prolo-
test), modified somatic perception questionnaire, modified
therapy treatments for spinal pain, 470 AEs were reported
Zung questionnaire, Oswestry Disability Index, pain grid,
. Of these 470 AEs, 70 were considered severe: 65 re-
and pain intensity (VAS). At each follow-up time point,
quired hospitalization and 5 resulted in permanent injury.
there were no significant differences between the treatment
The vast majority (80%) of AEs were related to needle in-
and control groups for any of the outcomes.
juries rather than drug toxicity. They included spinal head-
An RCT by Yelland et al. was designed to concur-
ache (n5164), pneumothorax (n5123), nerve damage
rently assess the efficacy of prolotherapy and exercise. In
(n554), hemorrhage (n527), spinal cord insult (n57), and
this study, 110 individuals with CLBP were randomly as-
signed to one of four groups: prolotherapy injections with
Practitioners often report that the predictors of negative
exercise (n528) or without exercise (n526) or control in-
outcomes with prolotherapy are similar to other treatments
jection with exercise (n527) or without exercise (n529).
for CLBP and include tobacco use, obesity, inability to per-
Prolotherapy injections consisted of a solution containing
form posttreatment ROM exercises, serious comorbidities,
dextrose 20% and lidocaine 0.2%. There were six sessions
psychopathology, and an incorrect diagnosis.
injecting a maximum of 30 ml every 2 weeks into lumbosa-cral ligaments. Control injections consisted of a solution
containing saline 0.9%. Exercise consisted of standing lum-bar flexion/extension stretches 4Â/day, whereas the non-
Prolotherapy is one of a number of treatments recom-
exercise groups continued normal activity. Outcomes
mended for the treatment of CLBP. It has a prolonged
were assessed at 2.5, 4, 6, 12, and 24 months. At each fol-
history of use, a reasonable but not proven theoretical basis,
low-up time point, there were no significant differences in
a low complication rate, and conflicting evidence of effi-
any of the outcomes among the groups. In their analyses,
cacy. A possible dose-response effect or the combination
the authors disregarded assignment to exercise or normal
with other interventions such as SMT may explain the con-
activity and compared subjects who received prolotherapy
flicting results of RCTs. Two of the RCTs in which prolo-
with those who received saline injections.
therapy was administered using six weekly injections of 20to 30 ml dextrose/glycerin/phenol/lidocaine with SMT and
exercise had positive results, suggesting this particular in-
Preclinical studies are currently under way by our group
tervention protocol is worth considering for patients with
to support a planned Phase 1 clinical trial of a drug solution
CLBP who are refractory to other approaches. At this time
commonly used in prolotherapy for CLBP.
there is no evidence of efficacy for prolotherapy injectionsalone without cointerventions.
There is sufficient interest and utilization of this proce-
dure to warrant further investigation. Future studies are
The most common side effect related to prolotherapy is
needed to support or refute the positive results obtained
a temporary (12–96 hours postinjection) increase in pain
in some of the prior RCTs while addressing some of the
S. Dagenais et al. / The Spine Journal 8 (2008) 203–212
methodological weaknesses by minimizing differences be-
[14] American College of Osteopathic Sclerotherapeutic Pain Manage-
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are also needed to establish the safety of common prolo-
[15] The Hackett Hemwall Foundation. Welcome to the Hackett Hemwall
therapy solutions, and determine the optimal dose and num-
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OFICIALIA MAYOR DIRECCION GENERAL DE RECURSOS MATERIALES Y SERVICIOS GENERALES DIRECCION GENERAL ADJUNTA DE ADQUISICIONES Y CONTRATACION DE SERVICIOS DIRECCION DE ADQUISICIONES SUBDIRECCION DE FORMULACION DE ADQUISICIONES ADQUISICIÓN DE BIENES SEGUNDO TRIMESTRE DE 2007 OFICIALIA MAYOR DIRECCION GENERAL DE RECURSOS MATERIALES Y SERVICIOS GENERALES DIRECCION GENERAL ADJU
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