Albendazole treatment of HIV-1 and helminth
co-infection: a randomized, double-blind,
Steve Wanyee , Julie OverbaughJames Berkley,
Objective: Several co-infections have been shown to impact the progression of HIV-1infection. We sought to determine if treatment of helminth co-infection in HIV-1-infected adults impacted markers of HIV-1 disease progression. Design: To date, there have been no randomized trials to examine the effects of soil-transmitted helminth eradication on markers of HIV-1 progression. Methods: A randomized, double-blind, placebo-controlled trial of albendazole(400 mg daily for 3 days) in antiretroviral-naive HIV-1-infected adults (CD4 cell count>200 cells/ml) with soil-transmitted helminth infection was conducted at 10 sites inKenya (Clinical Trials.gov NCT00130910). CD4 and plasma HIV-1 RNA levels at 12weeks following randomization were compared in the trial arms using linear regression,adjusting for baseline values. Results: Of 1551 HIV-1-infected individuals screened for helminth infection, 299 werehelminth infected. Two hundred and thirty-four adults were enrolled and underwentrandomization and 208 individuals were included in intent-to-treat analyses. MeanCD4 cell count was 557 cells/ml and mean plasma viral load was 4.75 log10 copies/ml atenrollment. Albendazole therapy resulted in significantly higher CD4 cell countsamong individuals with Ascaris lumbricoides infection after 12 weeks of follow-up(þ109 cells/ml; 95% confidence interval þ38.9 to þ179.0, P ¼ 0.003) and a trend for0.54 log10 lower HIV-1 RNA levels (P ¼ 0.09). These effects were not seen withtreatment of other species of soil-transmitted helminths. Conclusion: Treatment of A. lumbricoides with albendazole in HIV-1-coinfected adultsresulted in significantly increased CD4 cell counts during 3-month follow-up. Given thehigh prevalence of A. lumbricoides infection worldwide, deworming may be animportant potential strategy to delay HIV-1 progression. ß 2008 Wolters Kluwer Health | Lippincott Williams & Wilkins
Keywords: co-infection, helminth, HIV-1 progression
aCentre for Clinical Research, bCentre for Geographic Medicine Research Coast, Kenya Medical Research Institute, cDepartmentof Pediatrics, University of Nairobi, Nairobi, Kenya, dDepartment of Medicine, eDepartment of Biostatistics, fDepartment ofEpidemiology, University of Washington, gHuman Biology Division, Fred Hutchinson Cancer Research Center, Seattle,Washington, USA, and hCentre for Clinical Vaccinology and Tropical Medicine, University of Oxford, Headington, UK. Correspondence to Dr Judd L. Walson, 325 Ninth Ave, Box 359909, Seattle, WA 98104, USA. Tel: +1 206 543 4278; fax: +1 206 543 4818; e-mail: Received: 29 December 2007; revised: 10 February 2008; accepted: 7 April 2008.
ISSN 0269-9370 Q 2008 Wolters Kluwer Health | Lippincott Williams & Wilkins
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ParticipantsStudy participants were recruited from existing HIV-1
The majority of HIV-1-infected individuals in settings
Care and Treatment programs at 10 sites geographically
with high HIV-1 seroprevalence do not yet meet criteria
dispersed throughout Kenya using a mobile study team.
for initiation of antiretroviral therapy (ART). Interven-
Study sites were the Kibera AMREF/CDC Clinic, Homa
tions to delay HIV-1 progression are needed to maximize
Bay District Hospital, Kerugoya District Hospital, Coptic
the health of these individuals and delay the time until
Hope Clinic (Nairobi), Mbagathi District Hospital,
initiation of antiretroviral treatment. There is evidence
Thika District Hospital, Kisumu District Hospital, Kisii
from observational studies that treatment of some co-
District Hospital, Machakos District Hospital and the
infections may delay HIV-1 disease progression.
Kilifi District Hospital. Participants were eligible forscreening if they were HIV-1 seropositive, at least 18 years
Soil-transmitted helminths are among the most prevalent
of age, not pregnant and were not eligible for initiation of
infections of humans worldwide. More than 2 billion
ART based on World Health Organization (WHO)
people are estimated to be infected with soil-transmitted
guidelines (CD4 cell count <200 cells/ml, any stage 4 and
helminths and the geographical distribution of these
some stage 3 disease) Exclusion criteria also included
infections overlaps considerably with regions of high
having ever used antiretroviral drugs, having taken
HIV-1 seroprevalence Helminth co-infection has
medicine for helminth infection in the preceding
been hypothesized to be one factor driving the HIV-1
6 months, evidence of active tuberculosis (TB) treatment
epidemic in Africa A randomized clinical trial of
in the past 3 months and clinical signs of severe anemia.
schistosomiasis treatment in 130 HIV-1-infected indi-viduals found that treatment was associated with
significantly lower rise in plasma HIV-1 RNA
Potentially eligible study participants were identified at
Although suggestive of potential associations between
each site by clinic staff and referred for helminth
helminth infection and HIV-1 progression, the patho-
screening. At screening visits, each participant was
genesis of schistosomiasis, and consequently its inter-
informed of the aims and procedures of the study and
actions with HIV-1, may differ from other helminths.
assessed for eligibility. Female participants were asked to
Several observational studies have yielded conflicting
provide a fresh urine sample for b-human chorionic
data regarding the association between soil-transmitted
gonadotropin (HCG) testing. Men and b-HCG-
helminth treatment and HIV-1 progression To date,
negative women were asked to provide stool for
no randomized clinical trials have been conducted to
analysis. Baseline demographic and medical history
determine the effect of treatment of soil-transmitted
was obtained from participants at the time of screening.
Participants were provided with stool collectioncontainers and instructions on specimen collection,
If helminth eradication can delay HIV-1 progression, it is
and requested to collect stool within 6 h of the screening
a simple intervention that could be widely and rapidly
visit. Individuals with evidence of albendazole-treatable
implemented, with significant public health impact.
pathogenic soil-transmitted helminths on microscopy
We conducted a randomized, double-blind, placebo-
were invited to be enrolled in the trial. Individuals with
controlled trial to determine whether albendazole
schistosomiasis or infection with Taenia species were
treatment in HIV-1 and helminth coinfected individuals
treated with open-label praziquantel (and albendazole if
impacts markers of HIV-1 disease progression, specifically
co-infected with other helminths) and were not
CD4 cell count and plasma HIV-1 RNA.
enrolled. Individuals with no evidence of helminthinfection were counseled on basic hygiene andavoidance of helminth exposure and were not enrolledin the randomized trial.
Individuals with documented soil-transmitted helminth
infections treatable with albendazole (Ascaris lumbricoides,
Antiretroviral-naive HIV-1 seropositive adults with evi-
hookworm species, or Trichuris trichiura) were invited to
dence of co-infection with albendazole-treatable soil-
attend an additional informed consent session in which
transmitted helminths were eligible for enrollment.
the aims and the procedures of the trial were reviewed.
Eligible individuals were randomized to receive either
Individuals were enrolled in the trial after written
400 mg albendazole or placebo once daily for 3 consecutive
days and were followed up after 12 weeks. The study was
performed baseline clinical examinations and collected
approved by the Kenya Medical Research Institute Ethical
additional clinical and demographic information on all
Review Board and the University of Washington
participants at enrollment. Blood was collected for repeat
Institutional Review Board. All participants provided
HIV-1 serologic testing, measurement of CD4 lympho-
written informed consent. The study was registered under
cytes and plasma HIV-1 RNA levels. Participants were
Clinical Trials Registration identifier: NCT00130910.
randomly assigned to two groups using a 1 : 1 allocation
Copyright Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
HIV-1 and helminth co-infection Walson et al.
scheme with block randomization of 30 patients and
plasma HIV-1 RNA levels in the two arms stratified by
following a random allocation list generated indepen-
dently. Prelabeled, sequentially numbered treatmentpacks were used. Both the active drug (albendazole)
and an identical appearing placebo were provided by the
Based on an estimated difference in CD4 cell count of
drug manufacturer. Investigators, clinic staff and patients
40 cells/ml between the groups and using data from a
were blinded to study-group assignment. The first dose of
previously accrued observational HIV-1 cohort in
study medication was taken at enrollment and was directly
Kenya, we determined that 200 individuals were
observed. The remaining doses were dispensed to the
required to detect a difference of 40 cells/ml between
patient. Enrolled participants were scheduled to return
the two study arms using a two-sided test, with an
for follow-up at a single visit 12 weeks after random-
estimated standard deviation of 100 cells/ml, a power of
ization. Participants were given two stool collection vials
80% and a 5% type I error, allowing for 15% loss to
(plain and preservative) and asked to return for the
follow-up This sample size also gave 90% power to
follow-up visit with a stool sample collected into both
detect a difference of 0.5 log10 copies/ml of plasma HIV-
vials within 6 h of the appointment.
1 RNA between the groups using a two-sided test,assuming a standard deviation of 1.1 log10 copies/ml, and
At the 12-week follow-up visit, all female participants were
asked to provide an additional fresh urine sample for b-HCG testing and blood was collected for CD4 lympho-
Analyses were conducted with SPSS version 15 (Chicago,
cytes and plasma HIV-1 RNA levels. Participants with
Illinois, USA). Following a data analysis plan developed
evidence of helminth infection at the 12-week visit were
prior to unblinding, a modified intent-to-treat analysis
treated with either open-label albendazole or praziquantel
was conducted. Individuals who were found to be HIV-1
or both as indicated regardless of randomization arm.
seronegative on repeat testing or who had initial CD4 cell
Participants who did not provide stool for analysis at the 12-
counts of <200 cells/ml but whose CD4 cell count results
week visit were presumptively treated with albendazole
were unavailable at randomization were excluded from
400 mg/day for 3 days. Women who were pregnant at the
analysis. Viral loads were log10 transformed before
follow-up visit and who were either positive for helminths
analysis. Baseline characteristics of the participants were
by stool analysis or who did not provide stool for analysis
compared between the two arms using chi-square tests for
were referred to the antenatal care clinic at the site where
categorical variables and Student’s t-tests for normally
Primary analyses were conducted to evaluate the effect oftreatment on the follow-up CD4 cell count and log
All randomized participants underwent repeat HIV-1
plasma HIV-1 RNA levels. Linear regression (analysis of
serological testing for HIV-1 using Determine rapid test
covariance, ANCOVA) was performed adjusting for
qualitative immunoassay (Abbott, Japan). The CD4
initial CD4 cell count for the CD4 cell count outcome,
lymphocyte count was determined using Multiset soft-
ware on a FACSCalibur machine (Becton Dickinson,
RNA outcome Intent-to-treat analyses were
repeated after stratifying by infecting helminth species. All individuals with a given helminth species (whether
Plasma HIV-1 RNA was quantified using the Gen-Probe
single or multiple species) were included in each stratified
HIV-1 viral load assay, which has been shown to quantify
analysis and a separate analysis was conducted on those
the subtypes of HIV-1 prevalent in Kenya
individuals with multiple species of helminth co-infection. Analysis of variance was conducted to
Each participant provided stool samples in a plain
determine the effect of interaction between each species
collection vial (AlphaTec, California, USA) and a vial
of helminth on CD4 cell count outcomes.
containing preservative (ProtofixCLR, AlphaTec). Eachstool sample was processed and evaluated using wetpreparation, Kato-Katz and formol-ether concentrationtechniques by an experienced laboratory technician. Thepresence of protozoa or helminth eggs was recorded and
the burden of infection based on number of eggs per gram
of stool was calculated according to WHO criteria
Between March 2006 and June 2007, we screened 1551individuals for helminth co-infection. Of these individ-
uals, a total of 299 (19.3%) were infected with at least one
The primary study outcomes were CD4 cell counts and
species of helminth. A total of 29 individuals (1.9%) had
log10 plasma HIV-1 RNA levels in the two study arms.
documented schistosomiasis infection, of which eight
Secondary outcomes included CD4 cell counts and log10
(27.6%) were also infected with other soil-transmitted
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29 with Schistosomiasis 17 found to have CD4 count <250 cells/mm311 did not return to be enrolled 3 with clinical tuberculosis
2 took helminth medication within 6 months 1 with signs/symptoms of anemia 1 pregnant female 1 declined to participate
Fig. 1. Flow chart of study enrollment.
helminths. These individuals were not eligible for
counts or plasma HIV-1 RNA levels between the study
inclusion in the study, were provided open-label
arms in the intent-to-treat population or when stratified
treatment, and were not enrolled. Two hundred and
thirty-five individuals were eligible to participate in thestudy and 208 individuals were included in the final
intent-to-treat analysis; 108 randomized to treatment and
Of the 208 individuals included in the analysis, 148
100 to placebo The mean age of the participants
(71.2%) were infected with hookworm species, 54
was 34 years (range, 18–65 years) and 83.1% were female.
(26.0%) with A. lumbricoides and 24 (11.5%) were
There were no significant differences at enrollment
infected with T. trichiura. Nineteen individuals (9.1%)
between the randomization arms with regard to
were infected with more than one soil-transmitted
helminth species. Almost all infections (96.2%) were
enrollment, the mean CD4 cell count was 557 cells/ml
classified as ‘light’ burdens based on WHO guidelines .
(SD, 273 cells/ml) and the mean plasma HIV-1 RNA level
Two individuals with hookworm infection (1.4%) had
was 4.75 log10 copies/ml (SD, 1.0 log10 copies/ml). There
moderate and two (1.4%) had heavy burdens of infection.
were no significant differences between baseline CD4 cell
There were three moderate A. lumbricoides infections
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HIV-1 and helminth co-infection Walson et al.
Table 1. Characteristics of the study participants at baseline.
burden of infection were infected with more than onehelminth species.
Treatment with albendazole was associated with a trend
for higher CD4 cell counts at the 12-week follow-up visit
when compared with placebo [þ37 cells/ml, 95%
confidence interval (CI), À4.6 to þ78.7 cells/ml]
(P ¼ 0.08) There was a highly significant effect
of treatment among individuals with A. lumbricoides co-
infection: individuals with ascariasis who received
albendazole had a mean CD4 cell count at follow-up
that was 109 cells/ml higher than those who received
placebo (95% CI, þ38.9 to þ179.0 cells/ml) (P ¼ 0.003,
There were no significant differences between
the treatment arms in follow-up CD4 cell count among
those infected with hookworm, T. trichiura, or those with
mixed infection. Albendazole treatment was significantly
more beneficial among individuals with A. lumbricoides
co-infection than among those with other helminth
Among the 208 individuals included in the intent-to-
treat analysis, there were no significant differences in log10
plasma HIV-1 RNA levels between the treatment groups
(P ¼ 0.42) There were no significant differences
in the 12-week follow-up log10 plasma HIV-1 RNA
aN ¼ 105 (albendazole), 100 (placebo).
levels between the treatment groups when stratified by
bN ¼ 104 (albendazole), 97 (placebo).
the other infecting helminth species There was a
N ¼ 105 (albendazole), 98 (placebo).
trend for decrease in plasma HIV-1 RNA among
(5.6%) and one moderate T. trichiura infection (4.2%). No
individuals with A. lumbricoides co-infection who were
individuals with A. lumbricoides or T. trichiura infection
treated with albendazole (À0.54 log10 plasma HIV-1
had heavy infections. All of the six individuals with
RNA; 95% CI, À1.17 to 0.09 log10 copies/ml) (P ¼ 0.09)
moderate burden and both individuals with heavy
Table 2. Baseline laboratory values [mean (SD)] by arm.
Stool was provided for repeat analysis by 88 participants in
the albendazole arm (81.5%) and by 80 participants in theplacebo arm (80%) at the 12-week follow-up visit
(P ¼ 0.79). Individuals in the placebo arm were
significantly more likely to have evidence of helminth
infection at the 12-week follow-up visit than those in the
albendazole arm (40.0 versus 21.6%, P ¼ 0.01). Of eight
individuals with moderate or heavy burdens of infection
at baseline and who provided stool for analysis at the
follow-up visit, three had been randomized to albenda-
zole and five had been randomized to placebo. None of
the three individuals in the albendazole group had
evidence of infection at the 12-week visit, whereas two of
those in the placebo group had detectable helminth
an ¼ 108 (albendazole), 100 (placebo).
bn ¼ 26 (albendazole), 28 (placebo).
n ¼ 76 (albendazole), 72 (placebo).
There were no adverse events reported during the course
n ¼ 12 (albendazole), 12 (placebo).
en ¼ 7 (albendazole), 12 (placebo).
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Table 3. Difference in CD4 cell counts and HIV-1 RNA levels in treatment arm vs. placebo arm.
load in co-infected individuals Helminthinfection leads to significant immune activation, which
The present study is the first randomized placebo-
results in increased HIV-1 replication in both blood and
controlled study to determine effects of eradication of
lymphoid tissue and is a key correlate of HIV-1 disease
soil-transmitted helminths on markers of HIV-1 pro-
progression In addition, chronic helminth
gression. It provides compelling evidence to suggest
infection is characterized by a dominant Th2 immune
significant CD4 benefit of albendazole in A. lumbricoides-
profile with subsequent reductions in HIV-1-specific
co-infected individuals. Previous observational studies on
cellular immune responses, which may decrease immune
soil-transmitted helminth infection and HIV-1 have
control of HIV-1 replication A. lumbricoides is
yielded inconsistent results and were limited in ability to
significantly larger than other intestinal helminths and
control for confounding effects because of their
induces a more highly skewed Th2 response than do other
observational design This study yields several
helminth species In this clinical trial, treatment
important findings. First, a 3-day course of albendazole
of A. lumbricoides co-infection resulted in significantly
resulted in significantly higher CD4 cell counts in A.
higher CD4 cell counts than placebo after 12 weeks of
lumbricoides-infected individuals when compared with
follow-up, perhaps suggesting that decreased cytotoxic T
placebo. The direction of effect on plasma HIV-1 RNA
lymphocyte (CTL) responses due to helminth infection
levels in the A. lumbricoides-infected individuals was
may contribute to the observed effect of A. lumbricoides
consistent with the CD4 findings. Benefits of albendazole
treatment on CD4 cell count. The differences in effect
were seen despite overall light intensities of helminth
between helminth species observed in this study are
infection and despite the detection of helminths in some
consistent with previous reports of species-specific
albendazole recipients following treatment, suggesting
differences in observational HIV-1-infected helminth-
infected cohorts, specifically with treatment of A. lumbricoides and Mansonella species Further
Our data provide evidence to support previous models
evaluations of the effects of individual species of
suggesting that immune modulation due to helminth
helminths on markers of immune activation and HIV-
infection may affect HIV-1 progression, including effects
1-specific immune responses are needed to clarify the
on both CD4 cell counts and plasma HIV-1 RNA viral
mechanisms underlying this observation.
Fig. 2. Differences in 12-week follow-up CD4 cell counts and viral load.
Copyright Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
HIV-1 and helminth co-infection Walson et al.
The principal strengths of this study were its randomized,
RNA suggests that a reduction in viral load of this
magnitude would delay progression to AIDS by 3.5 years
inclusion of multiple, geographically diverse sites in
and slow the need for antiretroviral medications by almost
Kenya. The study used robust biologic markers of HIV-1
a full year Current estimates suggest that as many
progression (CD4 cell counts and plasma HIV-1 RNA).
as 1.5 billion people are infected with A. lumbricoides,
Despite these strengths, there were several potential
predominantly in areas of the world with substantial
limitations of this study. Most individuals enrolled in this
burdens of HIV-1 infection The public health and
study (>96%) had low burdens of helminth infection
economic implications of such benefits are potentially
based on WHO criteria. Intensity of helminth infection
enormous and warrant further investigation.
has been correlated with HIV-1 viral load Thus, it ispossible that the low intensity of helminth infections
Other bacterial, viral and parasitic co-infections may have
resulted in less likelihood of detecting benefit from
unique effects on host–immune and immune–HIV
helminth eradication. The study was also limited by a
interactions and interventions to treat or prevent these
relatively short duration of follow-up (3 months).
infections may alter HIV-1 progression by different
However, deferring treatment of helminth-infected
mechanisms. As evidence for the benefits of treating these
individuals for a longer time period may not be acceptable
various co-infections emerges, the role of combined
interventions should also be assessed.
Although the low worm burden in the cohort may have
We have shown that treatment of A. lumbricoides is
decreased the likelihood of detecting a treatment effect,
associated with significant improvements in CD4 cell
the intensity of helminth infection in this cohort reflects
counts and may potentially reduce plasma HIV-1 RNA
the population dispersion of helminth infection among
viral load. Further clinical trials are needed to evaluate the
adults in Africa. In contrast to children, adults are typically
long-term durability of the response to deworming in
infected with low worm burdens with most helminth
HIV-1-coinfected individuals and to assess whether
species other than hookworm Demonstrating an
empiric therapy of all HIV-1-infected individuals in
effect in this low-intensity population suggests a more
helminth-endemic areas is warranted.
generalizable effect than a trial restricted to individualswith high worm burden. Low worm burden in thecohort is further evidenced by our observation that only
40% of individuals receiving placebo in this cohort haddetectable helminth ova at follow-up, despite all of these
We would like to thank all of the participants and the
individuals having detectable helminths at enrollment.
clinics and organizations caring for persons living with
This underscores the limitations of stool screening, which
HIV/AIDS who participated in this study; the staff of the
has low sensitivity for detection of low burdens of
University of Washington/KEMRI/FHCRC; Ben Piper,
helminth infection It is therefore likely that our
Dr Frederick Kirui, Jonathan Chebotibin, Beryl Obura,
initial screening failed to detect individuals with low
Loice Wangari Mbogo, Andele Nyambura, Benendine
helminth burden who may have benefited from treat-
Bukachi, Josephine Gichuhi; Sandy Emery, Alun Davies,
ment. In addition, some of the individuals included in the
Professor Zvi Bentwich, Dr Cameron Page, Dr Monique
study with hookworm or T. trichiura may have also
Wasunna, Dr Kevin Marsh, Dr Jack Nyamongo, Dr
harbored undetected A. lumbricoides infection. Empiric
Ernest Makhoha; Glaxo-Smith-Kline who provided all
deworming of all HIV-1-infected individuals residing in
study medication and placebo; Alpha-Tec, USA who
helminth-endemic regions without stool screening is
provided all stool collection containers. This paper was
therefore an alternative strategy that deserves further
published with permission of the Director of the Kenya
Our data suggest that treatment of helminth co-infection
This research was supported by the Royalty Research
may be a practical and cost-effective intervention to delay
Fund at the University of Washington and the US
disease progression in HIV-1-infected individuals in
National Institutes of Health (NIH) research grant,
resource-limited settings. Studies conducted in Africa
CFAR SUPP OAR FWA00006878. All active drug
have estimated the average rate of CD4 decline between
(albendazole) and placebo were provided at no cost by
20 and 30 cells/ml per year An increase in CD4
Glaxo-Smith-Kline. All stool collection containers were
cell count as seen with treatment of A. lumbricoides in this
study could potentially prolong the time to severeimmunosuppression and need for antiretroviral medi-
Judd L. Walson: lead investigator, involved in develop-
cation by several years. A trend toward a 0.54
ment of the proposal, implementation of the study, data
log10 copies/ml reduction in plasma HIV-1 RNA was
collection and preparation of the manuscript. Phelgona
seen with treatment of A. lumbricoides in this study.
Apondi Otieno: co-principal investigator, involved in
Modeling of the effect of a vaccine that reduced HIV-1
development of the proposal, submission for local ethical
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