Microsoft word - european_guidelines-ak1_doc-end2.doc
Guideline on Actinic Keratoses
Developed by the Guideline Subcommittee “Actinic Keratoses” of the
European Dermatology Forum Subcommittee Members: Prof. Dr. Eggert Stockfleth, Berlin (Germany)
Prof. Dr. Lajos Kemény, Szeged (Hungary)
Prof. Dr. Bernt Lindelöf, Stockholm (Sweden)
Prof. Dr. Lasse Braathen, Bern (Switzerland)
Prof. Dr. Martino Neumann, Rotterdam (Netherlands)
Prof. Dr. Wolfram Sterry, Berlin (Germany)
Prof. Dr. Carlos Ferrándiz, Barcelona (Spain)
Prof. Dr. Alberto Giannetti, Modena (Italy) Members of EDF Guideline Committee: Prof. Dr. Werner Aberer, Graz (Austria)
Prof. Dr. Hans-Christian Korting, Munich (Germany)
Prof. Dr. Gilian Murphy, Dublin (Ireland)
Prof. Dr. Ulrike Blume-Peytavi, Berlin (Germany)
Prof. Dr. Martino Neumann, Rotterdam (Netherlands)
Prof. Dr. Lasse Braathen, Bern (Switzerland)
Prof. Dr. José Luis Diaz-Perez, Bilbao (Spain)
Prof. Dr. Johannes Ring, Munich (Germany)
Prof. Dr. Claudio Feliciani, Rome (Italy)
Prof. Dr. Annamari Ranki, Helsinki (Finland)
Prof. Dr. Claus Garbe, Tübingen (Germany)
Prof. Dr. Berthold Rzany, Berlin (Germany)
Prof. Dr. Harald Gollnick, Magdeburg (Germany)
Prof. Dr. Sonja Ständer, Münster (Germany)
Prof. Dr. Eggert Stockfleth, Berlin (Germany)
Prof. Dr. Vladimir Hegyi, Bratislava (Slovakia)
Prof. Dr. Alain Taieb, Bordeaux (France)
Prof. Dr. Michael Hertl, Marburg (Germany)
Prof. Dr. Nikolai Tsankov, Sofia (Bulgaria)
Prof. Dr. Lajos Kemény, Szeged (Hungary)
Prof. Dr. Elke Weisshaar, Heidelberg (Germany)
Prof. Dr. Robert Knobler, Wien (Austria)
Prof. Dr. Fenella Wojnarowska, Oxford (UK)
Chairman of EDF Guideline Committee: Prof. Dr. Wolfram Sterry, Berlin (Germany)
EDF Guidelines Secretariat to Prof. Sterry: Bettina Schulze, Klinik für Dermatologie, Venerologie und Allergologie, Campus Charité Mitte, Charité – Universitätsmedizin Berlin, Charitéplatz 1, 10117 Berlin, Germany phone: ++49 30 450 518 062, fax: ++49 30 450 518 911, e-mail: bettina.schulze@charité.de
Conflicts of interests Guidelines for the management of actinic keratoses (Eggert Stockfleth et al.)
The Work Under Consideration for Publication
Dorothea Bernt Lindelöf Alberto Terhorst Giannetti
meetings for the study or other purposes
Fees for participation No No No No in review activities, such as data monitoring boards, statistical analysis, end point committees, and the like
assistance, medicines, equipment, or administrative support
* This means money that your institution received for your efforts on this study.
Relevant financial activities outside the submitted work 1 Board
Payment for lectures No No No No including service on speakers bureaus
development of educational presentations
ons/meeting expenses unrelated to activities listed**
* This means money that your institution received for your efforts. ** For example, if you report a consultancy above there is no need to report travel related to that consultancy on this line.
relationships or activities that readers could perceive to have influenced, or that give the appearance of potentially influencing, what you wrote in the submitted work?
Conflicts of interests Guidelines for the management of actinic keratoses (Eggert Stockfleth et al.)
The Work Under Consideration for Publication
Helmut Kerl Lajos Kemeny Ferrándiz Braathen
meetings for the study or other purposes
Fees for participation No No No No in review activities, such as data monitoring boards, statistical analysis, end point committees, and the like
assistance, medicines, equipment, or administrative support
* This means money that your institution received for your efforts on this study.
Relevant financial activities outside the submitted work 1
development of educational presentations
ons/meeting expenses unrelated to activities listed**
* This means money that your institution received for your efforts. ** For example, if you report a consultancy above there is no need to report travel related to that consultancy on this line.
relationships or activities that readers could perceive to have influenced, or that give the appearance of potentially influencing, what you wrote in the submitted work?
Conflicts of interests Guidelines for the management of actinic keratoses (Eggert Stockfleth et al.)
The Work Under Consideration for Publication
Rino Cerio Stockfleth
monitoring boards, statistical analysis, end point committees, and the like
* This means money that your institution received for your efforts on this study.
Relevant financial activities outside the submitted work 1
Abbott, Almirall, ITM, Leo, Meda, Spirig
* This means money that your institution received for your efforts. ** For example, if you report a consultancy above there is no need to report travel related to that consultancy on this line.
relationships or activities that readers could perceive to have influenced, or that give the appearance of potentially influencing, what you wrote in the submitted work?
Stockfleth E, Terhorst D, Braathen L, Cribier B, Cerio R, Ferrandiz C, Giannetti A, Kemeny L,
on behalf of the European Dermatology Forum
5.2 Ablative procedures (surgical excision and curettage, cryotherapy)
5.3 Topical treatment (5-fluorouracil, imiquimod, diclofenac in hyaluronic acid gel
photodynamic therapy, improvements of known concepts for AK)
5.4 Novel topical drugs for the treatment of AK
5.5 Treatment in organ transplant recipients
5.6 Other treatments (systemic retinoids, topical retinoids, dermabrasion, chemical
1 Definition and Pathogenesis
Actinic keratoses (AKs) are defined as keratotic macules, papules or plaques with superficial
scales on a red base, occurring on areas extensively damaged through sunlight. They should
be classified as in situ squamous cell carcinomas (SCCs) (Ackerman, 2003; Heaphy and
Ackerman, 2000). Histopathologically an intraepidermal proliferation of atypical keratinocytes
can be observed. Clinical studies have established that between 0.025 and 16% of AKs
progress to invasive SCCs, with extrapolation studies suggesting the risk of progression at
AKs are mainly caused by non-ionising radiation, especially through ultraviolet light
associated with chronic sun exposure. While UV-A (320 - 400 nm) induced photo-oxidative
stress indirectly induces characteristic DNA mutations, the spectrum of UV-B (290 - 320 nm)
irradiation directly results in the formation of cyclobutane (thymin) dimer formation in DNA
and RNA. In the absence of appropriate repair mechanisms, these DNA changes represent
the initiation of keratinocyte mutations which can progress into the development of AKs
Other factors like repeated iatrogenic exposure to UV-A, with or without combination with
psoralenes, X-rays or radioisotopes are known to induce AKs.
Human papilloma-viruses (HPVs) play a role as co-carcinogen in the ethiopathogenesis of
AKs (Lober and Lober, 2000; Stockfleth et al., 2004a). The association between cutaneous
HPV types and skin carcinogenesis is well known since 1978 in patients with
epidermodysplasia verruciformis (Orth et al., 1978). In AKs, cutaneous HPV types and rarely
genital types have been detected (Harwood and Proby, 2002). Tumour-inducing effects have
been shown for viral E6 protein of cutaneous HPVs. E6 interacts with pro-apoptotic Bak-
protein and therefore inhibits apoptosis (Jackson and Storey, 2000; Jackson et al., 2000). A
newer study examined the relationship among sun exposure, HPV and the development of
AKs. Although the presence of HPV-DNA in eyebrow hair follicle cells had only a small
independent association with AKs, HPVinfection is a potentiation of the effect of established
risk factors such as advanced age, high sun exposure and fair skin (McBride et al., 2007).
AKs can occur as single lesion or affect an entire field such as sun exposed areas on the
forehead or the back of the hand, this occurrence is known as field cancerisation (Braakhuis
et al., 2003). After acquiring genetic alterations a stem cell initially forms a clonal unit of
dysplastic cells. This dysplastic patch may take place in short order following the initial
genetic alteration or might follow years later. The primarily horizontal expansion to an
expanding dysplastic field is the next step towards malignancy. Field cancerisation has been
seen in almost all epithelial surfaces including e.g. the lung, cervix, breast and colon
Cancer-related molecular alterations are found in both AKs and SCCs. This genetic link
supports the malignant nature of AKs from its inception. The transformed keratinocytes show
a high mutation rate of the tumour-suppressor gene p53 and expression of telomerase
(Callen et al., 1997; Mittelbronn et al., 1998). Additionally, the similar chromosomal
aberrations have been described for invasive SCC and AK (Ashton et al., 2003).
2 Epidemiology and Risk Factors
Since the 1960s, the average annual increase of NMSC in white populations in Europe, the
United States, Canada and Australia has been 3% to 8%. An increase of NMSC is seen in
every single country where records exist (Diepgen and Mahler, 2002). In a recent report from
the Netherlands, the annual incidence of NMSC has increased rapidly over the past few
decades, being 1,2% in men and 3,4% in women for SCC only (de Vries et al., 2006). The
exact number of people with BCC and SCC, however, is unknown because in most countries
these cancers are not reported in cancer registries (Trakatelli et al., 2007; Lucas et al.,
Epidemiological data show a high occurrence rate of AKs in populations with skin phototype
I-III and a worldwide increase of AKs in the last decades.
In Europe a prevalence of 15 % in men and 6 % in women has been documented in a report
from the U.K. Over the age of 70 years, 34 % of males and 18 % of females were found to
have AKs (Memon et al., 2000). The highest prevalence rates are found in countries that are
both close to the equator and have large fair-skinned populations, such as Australia
(Queensland) where rates of AKs over 55 % of men between 30 - 70 and 37 % of women
have been reported (Frost et al., 2000). The USA shows prevalence between 11 - 26 %
In conclusion, the incidence of AKs is increasing such that millions of patients are affected
worlwide making AK the most frequent carcinoma in situ in man.
In addition to sex, gender and age, other risk factors concerning the cumulative UV-exposure
are known. Geographical factors such as altitude and latitude, increased vacational and
recreational sun exposure, a history of severe sunburns in childhood, a sensitive skin
phototype of the individual, genetic disorders (xeroderma pigmentosum), and
immunodeficiency contribute to the development of AKs (Schwartz et al., 2008). Sex-based
differences in occupational and recreational UV- exposure maybe account for the higher
prevalence of Aks in men than in women, particularly in younger adults (Anwar et al., 2004).
Clinically the affected individual often presents with the characteristic signs of
dermatoheliosis such as freckles, solar lentigines and rhytides. A study evaluating patients’
history of sunburns, sunbathing, and time spent outdoors, saw a correlation of cumulative,
but not intermittent, sun exposure and AKs. (Karagas et al., 2007). In truck drivers with
driving experience of more than 40 years, more AKs have been found on the driver side
High-risk-AKs occur mainly in immunosuppressed patients (Schmook and Stockfleth, 2003).
Organ-transplanted patients have a 250 fold higher risk to develop AKs and a 100 fold higher
risk to develop invasive SCCs (Stockfleth et al., 2002; Ulrich et al., 2002). While about 40 %
of immunosuppressed patients develop an invasive SCC only approximately 10 % of
immunocompetent patients with AKs show this progression (Glogau, 2000; Stockfleth et al.,
3 Clinical aspects
Typical AKs are skin-coloured to reddish-brown scaly macules, papules or plaques occurring
in areas of chronic sun exposure, especially on face, forehead, scalp, ears, neck, décolleté,
arms, dorsum of hands and lower lips. Lesions size ranges from a few millimetres up to two
centimetres or more in diameter. AKs rarely develop as solitary lesions; in fact multiple
lesions are commonly present (field cancerisation). On the lips, AKs can present as actinic
cheilitis with dryness, atrophy, and scaly lesions (Cavalcante et al., 2008). A clinical
classification is illustrated in Table 1.
*) Overlapping between subtypes may be observed
No distinct clinical boundaries exist between AKs and SCCs. It has been reported that before
AKs progress to invasive SCCs, they may become inflamed and painful (Berhane et al.,
2002). A systematic review of the literature was undertaken in order to obtain practical
clinical parameters to indicate those AKs that are at risk of becoming invasive. Major clinical
parameters found - often grouped under the acronym IDBREU – were: I (Induration
/Inflammation), D (Diameter > 1 cm), B (Bleeding), R (Rapid Enlargement), E (Erythema) and
U (Ulceration). Minor criteria were pain, palpability, hyperkeratosis, pruritic lesions and
One study observed patients with the histopathologically confirmed diagnosis of an AK at the
same site as a subsequently developed SCC. The data suggest that of the estimated 10% of
AKs that will develop into an SCC, the progression will take approximately 2 years (Fuchs et
Diagnosis of AKs is based upon the typical clinical aspects. Histological confirmation is
necessary when clinical doubts exist. A biopsy which includes the dermis is required if
deeper involvement needs to be excluded. Dermoscopy can be helpful in the differential
diagnosis of pigmented AKs vs. lentigo maligna melanoma and superficial and/or pigmented
basal-cell carcinoma. Other techniques, including confocal scanning laser microscopy, have
been utilised in serial clinical investigations and have reached a high evidence level.
Compared to histology, confocal scanning laser microscopy reached a sensitivity and
specifity of nearly 98% and could therefore be considered as a new non-invasive established
technique in diagnosing Ak and fieldcanzerisation (Ulrich et al., 2007). Other new techniques
such as the optical coherence tomography and high frequency ultrasound show promising
first result in detecting AKs (Korde et al., 2007; Mogensen and Jemec, 2007).
4 Histopathology
AKs have been recognized as precursors of cancer or as precancerous lesions in the past.
An ongoing lively discussion about its classification and definition shows that on
histopathologic grounds alone, AK fulfils all criteria for SCC, thus being a very superficial
SCC. AK and SCC are indistinguishable in the epidermal layer (Ackerman and Mones,
2006). The histological criteria of AKs are summarized in Table 2.
Table 2: Histopathological features
- Focally atypical keratinocytes (large pleomorphic nuclei,
hyperchromatic nuclei) in the basal layer of the epidermis
- Neoplastic cells spare both acrosyringia and acrotrichia
- Alternation of ortho- and parakeratosis
- Hyperplasia (or sometimes atrophy) of the epidermis
- Rete ridges arranged in buds or columns
- Alternation of ortho- and parakeratosis
- Atypical epidermal keratinocytes involve mostly the lower half of the
epidermis. Sometimes with focal involvement of the entire thickness
- Atypical keratinocytes extend along adnexal epithelia
- Dyskeratotic cells and mitotic figures
- Lymphocytic infiltrate of variable density
The lichenoid subtype of AK is accompanied by dense band-like infiltrate of lymphocytes in
the stratum papillare. Acantholytic dyskeratotic cells above suprabasal clefts are found in
acantholytic AKs. Other histological types, modelled on the clinical types, are hypertrophic,
bowenoid and pigmented (Roewert-Huber et al., 2007b).
The degree of intraepidermal involvement by keratinocytic atypia is graded as mild (AK I),
moderate (AK II) or severe (AK III). In grade I the atypical keratinocytes are found in the
basal and suprabasal layer, whereas in grade II atypical keratinocytes extend to the lower
two-thirds of the epidermis, whereas in grade III full thickness atypia of the epidermis is
found, which is equivalent of changes previously called SCC in situ (Röwert-Huber et al.,
The classification of AKs takes into consideration that AK is an early stage of cancer and that
both, AKs and SCCs are stages in the evolution of a continuous process characterised by
the proliferation of atypical keratinocytes. Both contain atypical keratinocytes with loss of
polarity, nuclear pleomorphism, disordered maturation, and increased numbers of mitotic
figures (Ackerman, 2003). AKs and SCCs are frequently contiguous with one another. It is
important to emphasize that in a study of >1000 SCCs on sun-damaged skin nearly 100% of
these lesions contained histopathologic changes of AK at the periphery (Guenthner et al.,
5 Treatment options 5.1 Overview
It is impossible to predict for sure which AK will become thicker or more invasive with a
potential for destructive growth and risk for metastases, i.e. develop into metastatic
squamous cell carcinomas. AKs should therefore be treated. In the decision which therapy
should be chosen the following factors play a major role: duration and course of lesions,
localisation and extend of disease, solitary or multiple AKs, age, co-morbidity, mental
condition and compliance of the patient, pre-existing (skin) cancer and the presence of other
risk factors (especially immunosuppression). An exemplary probe biopsy for histological
diagnosis may be indicated before therapy.
Currently, there are numerous therapeutic approaches to treat AKs, including both ablative
procedures (surgery, laser ablation, curettage, cryosurgery) mainly addressed to treat
individual or single lesions and a number of topical treatments (Photodynamic therapy, 5-FU,
diclofenac 3%gel and imiquimod) directed to treat both individual lesions and the field.
Studies on the frequency and cost of AK treatment in Europe are missing, but a study from
the US notes that destructive therapies are effective and remain the standard of care in cost
control in the US (Warino et al., 2006).
The areas of field cancerisation account for much of the skin cancer-related morbidity and
mortality in organ transplant recipients (OTR) and have become a key target of most
dermatological initiatives to reduce the skin cancer burden in OTR. Primarily destructive
therapies of individual AKs with surgery, cryosurgery, curettage or laser will not prevent new
cancers from emerging in adjacent dysplastic tissues. Management strategies that
counteract the effects of systemic immunosuppression via the induction of a locally
restricted, tumour-specific immune response, the induction of apoptosis in dysplastic
keratinocytes or the use of phototoxic agents can provide the advantage of treating large
areas of clinical and subclinical lesions in UV-exposed skin. Topically applied imiquimod,
photodynamic therapy and diclofenac 3% gel are promising non-invasive alternative
treatment modalities which are applicable to treating larger areas of field cancerisation.
5.2 Ablative procedures Surgical excision and Curettage (Strength of recommendation D, quality of evidence
Excision of AKs is not routinely used and only chosen if invasive SCC is suspected with the
need for a histological diagnosis. Shave excision and curettages are frequently used for AK
(Emmett und Broadbent, 1987). A curettage specimen may make it difficult to determine
whether a lesion is invasive and makes it an unacceptable treatment if SCC is assumed
(Motley et al., 2002). There are no trials of surgical therapy for AKs.
Cryosurgery (Strength of recommendation A, quality of evidence II)
Cryosurgery is a widely utilized and effective treatment for single AKs. Cryosurgery refers to
use of a cryogen to lower the temperature of the skin and produce cell death. Most
commonly liquid nitrogen is sprayed or simply dabbed on the diseased tissue. Cryosurgery is
barely standardised concerning frequency, duration, intensity and definitive specification of
temperature in the frozen tissue. As a non-specific technique, cryosurgery destroys atypical,
but also normal cells by disruption and separation of the epidermis from the dermis.
Extensive cryosurgery over large areas has been referred to as cryopeeling and can be used
for treating fields of AKs and background damage (Chiarello et al., 2000). Cryosurgery may
be quickly performed in an office-based setting, is cost effective and well tolerated by
patients (Kalivas, 1996; Zouboulis and Röhrs, 2005).
The efficacy of liquid nitrogen was demonstrated in several studies showing cure rates from
67 – 99%. Cosmetic outcomes in non pigmented skin have been described as very good to
excellent, side effects being only mild (Lubritz et al. 1982; Thai et al., 2004; Zouboulis and
Röhrs, 2005). The length of thaw correlates to the effectiveness of therapy, but also to
possible side effects as hypopigmentation and scaring (Thai et al., 2004).
Several prospective, randomized studies were conducted comparing cryosurgery with PDT
showing slightly higher efficacy results for cryosurgery ranging from 69 – 88% complete
response rates for cryosurgery vs 52 – 91% in PDT (Szeimies et al., 2002; Freeman et al.,
2003; Kaufmann et al., 2008; Morton et al., 2006). PDT however, was judged to show better
cosmetic outcomes and higher patient preference (Kaufmann et al., 2008; Morton et al.,
2006). After one year, the recurrence rate of initially cleared lesions was 72% in the group of
Cryosurgery has been described in combination with topical 5-FU, where the duration of
treatment and consequent side-effects of both modalities could be reduced while maintaining
efficacy (Abadir et al., 1983). After six months, more patients treated with cryosurgery
following 5-FU applications remained clear of AKs patients treated with cryosurgery alone
(30% vs 8%). The high occurrence rate of AK lesions at six months suggests a need for
Most frequent side effects are local pain during and shortly after treatment and pigmentary
changes and scar formation. Thick lesions may respond less well than thin lesions, and AKs
on the dorsum of the hand may also be more resistant to liquid nitrogen. The cryosurgical
results are dependent on the attending physician.
5.3 Topical treatment Topical 5 % -fluorouracil (Strength of recommendation B, quality of evidence II)
5-fluorouracil (5-FU) is a topical chemotherapeutic antimetabolite that destroys clinical foci
via interference with DNA and RNA by blocking the methylation reaction of deoxyuridylic acid
to thymidylic acid. The lack of DNA synthesis, particularly in fast-growing dysplastic cells,
prevents cell proliferation and causes cell death. 5-FU can be used for the treatment of
multiple lesions and is applied twice a day. 2–4 weeks of treatment usually suffice to produce
the extensive erosions required to eradicate AKs. It takes 4-6 weeks for the skin to progress
through the whole procedure erythema, blistering, necrosis with erosion, and
reepithelialization. These effects may cause life-risk complications if dihydropyrimidine-
dehydrogenase- deficiency exists (Johnson et al., 1999). One small study compared 4 times
daily application of 5FU to 2 times daily and showed no advantages of the more frequent
treatment (Epstein, 2006). Another study showed that daily application of 5% 5-FU cream
leads to more inflammation but is also more effective than weekly application at clearing AKs
from the scalp and face. Our results also suggest that inflammation is likely to be required to
achieve a therapeutic effect (Jury et al., 2005).
For localised disease, total clearance rates of approximately 50 % and recurrence rates up to
55 % have been reported with 5-FU (Gupta, 2002; Lawrence et al., 1995; Levy et al., 2001).
An average efficacy rate of 52 ± 18% (n = 6 studies, 145 subjects) was shown for 5-FU, vs.
70 ± 12% for imiquimod (n = 4 studies, 393 subjects). The results of this meta-analysis show
that both imiquimod and 5-fluorouracil are effective methods for the treatment of AKs with
imiquimod seeming to have higher efficacy than 5-fluorouracil for AKs located on the face
and scalp (Gupta et al., 2005). A recent study showed 96% initial clinical clearance and 67%
histological clearance in patients treated with 5-FU. However, the recurrence rate was high
after 12 months. The sustained clearance rate of initially cleared individual lesions was 54%
and of the total treatment field was 33% of patients after 5-FU (Krawtchenko et al., 2007).
Topical 5-FU can result in severe dermatitis persisting for the entire duration of the treatment
with wound infections, pruritus, pain and ulceration with scarring. Phototoxicity as well as
contact dermatitis have been described (Meijer et al., 2007). The inflammation induced can
be severe, sometimes resulting in patients stopping before adequate treatment has occurred,
primarily on the face a combined method with a corticosteroid cream is used. A 0.5 percent
preparation of 5-FU is now available. Once daily application is associated with minimal
systemic absorption and is better tolerated than higher strength preparations (Levy et al.,
Imiquimod 5 % (Strength of recommendation A, quality of evidence I)
Imiquimod, a member of the class of Immune Response Modifiers, is a toll-like receptor 7-
agonist and stimulates the immune response by induction, synthesis and release of
cytokines. These cytokines increase the cellular immunity. Therefore it has an indirect
antiviral and antineoplastic potency (Miller et al., 1999; Hemmi et al., 2002). Several
investigators observed that the number of visible AK lesions augmented during the initial
phases of the treatment. This increase is seen as a result of the appearance of subclinical
lesions rather than the formation of new AK lesions. The fact that imiquimod effectively
uncovers and treats subclinical lesions is considered an additional benefit of treatment with
the drug. The clearance of AK was more common among patients with severe local reactions
suggesting that inflammation at the site of treatment is part of the mechanism of action of
Response rates show complete remission in 84%; a recurrence rate of 10% within 1-year
follow up and 20% within 2-years follow up (Stockfleth et al., 2002b; Stockfleth et al., 2004b,
A meta-analysis of five randomized trials (n = 1293) found that treatment with imiquimod
resulted in complete resolution of AKs in 50% of patients compared to 5% with the control
vehicle. The number needed to treat (NNT) for one patient to have their keratosis completely
cleared after 12–16 weeks was 2.2 (95% confidence interval 2.0–2.5). For partial (>75%)
clearance the NNT was 1.8 (1.7–2.0). Imiquimod 5% cream is effective in the treatment of
AK, preventing potential development of squamous cell carcinoma (Hadley et al., 2006).
There have been two randomized- controlled trials with regimens of three times per week for
16 weeks and follow up 8 weeks later. These have classified responses in terms of complete
or partial (> 75%) clinical clearance or histological clearance. Complete and partial clearance
rates for imiquimod- treated patients (48 -57% and 64-72%, respectively) were clinically and
statistically significantly higher than for vehicle-treated patients (2-7% and 4-14%,
respectively). The median percentage reduction of baseline lesions was 87% for the
imiquimod-treated group and 14% for the vehicle-treated group (Korman et al., 2005;
Szeimies et al., 2004; Falagas et al., 2006)
A randomised, double-blind, placebo-controlled study in 436 patients with AKs showed a
complete resolution of all lesions in 45% (vs. 3% placebo) and a partial reduction of AKs in
59% (vs. 12% placebo) after a treatment period of 16 weeks (twice per week) The median
percent reduction in AK lesions was 83% for the imiquimod group and 0% for the vehicle
A cumulative meta-analysis included ten studies comparing the efficacy of topical agents
imiquimod and 5-FU. The average efficacy rate was 52% (n = 6 studies, 145 subjects) for 5-
FU and 70% (n = 4 studies, 393 subjects) for imiquimod. This analysis suggests that
imiquimod has higher efficacy than 5-FU for AK lesions located on the face and scalp (Gupta
A recent study in AK patients comparing imiquimod, 5-FU and cryosurgery showed
respectively 85%, 96% and 68% initial clinical clearance and 73%, 67% and 32% as
histological clearance in patients treated. However, the recurrence rate was significantly
lower for imiquimod after 12 months than for the other treatments where the sustained
clearance rate of initially cleared individual lesions was 73%, 54% and 28% for imiquimod, 5-
FU and cryosurgery respectively. Also the 12-month sustained clearance for the total
treatment field was 73%, 33% and 4% of patients respectively for imiquimod, 5-FU and
cryosurgery. Imiquimod treatment of AK resulted in superior sustained clearance in a 12
months follow-up period having a superior cosmetic outcome compared with cryosurgery and
Three studies have been conducted in order to evaluate shortened treatment times.
Treatment with imiquimod 5% took place three times per week for 4 weeks (course 1)
followed by a 4 week post- treatment period. Patients with AK lesions remaining in the
treatment area underwent a second 4-week treatment course. Overall, the complete
clearance rate was 54- 69% (571 ⁄829) and the partial clearance rate (> 75% reduction of AK
lesions) was 61 - 80%. The overall complete clearance rate after either course 1 or course 2
is similar to the clearance rate seen after 16 weeks of treatment. The short treatment has the
advantage of lower drug exposure, resulting in a better benefit–risk profile for the patient
(Stockfleth et al., 2007; Jorizzo et al., 2007; Alomar et al., 2007).
After a median follow-up period of 16 months, 25% (19 of 77) of the patients administered
imiquimod three times per week and 43% (23 of 54) of the patients administered imiquimod
two times per week had a recurrence of AK in the original treatment area. There were no
long-term safety issues, and the skin quality seen in the imiquimod-treated patients at the
end of the phase III studies was maintained (Lee et al., 2005).
Topically applied imiquimod causes a local skin reaction, severe erythema (31%), scabbing
and crusting (30%), and erosions or ulceration (10%) (Szeimies et al., 2004). In another
study, severe erythema was reported by 18% of participants who received imiquimod and
2% of participants who received the vehicle. Side effects could be very different between
patients. Overall, imiquimod was very well tolerated (Lebwohl et al., 2004). Only very minimal
systemic absorption and good safety margins for topical imiquimod were seen with doses as
high as 75 mg three times per week for 16 weeks (Harrison et al., 2004).
Diclofenac in hyaluronic acid gel (Strength of recommendation A, quality of evidence I)
Diclofenac is a nonsteroidal anti-inflammatory drug that inhibits cyclooxygenase 2 and thus
the upregulation of the arachidonic acid cascade and the production of prostaglandins.
Prostaglandin E2 suppresses the production of immune-regulatory lymphocytes, T-and B-cell
proliferation and the cytotoxic activity of natural killer cells. In addition to having anti-
inflammatory activities, nonsteroidal anti-inflammatory drugs also inhibit neoplastic cell
proliferation by inducing apoptosis (Fecker et al, 2007). In a recent publication it was
demonstrated that extrinsic apoptosis pathways are of particular importance for AK due to
their role in keratinocyte homeostasis and in an immune response. The data demonstrate
that a main action of diclofenac/HA in epithelial skin cancer cells is the enhancement of
death ligand-mediated, extrinsic apoptosis pathways. This correlated with downregulation of
c-FLIP isoforms by diclofenac/HA treatment.Thus, the therapeutic effects of diclofenac/HA
may result from a sensitization of neoplastic keratinocytes for an immune response,
somehow relating and possibly complementing the effects of Toll-like receptor-7/8 agonists,
which directly enhance the immune response. Common principles of topical AK treatments
may thus be concluded (Fecker et al., 2010).
Furthermore activation of COX-2 has implications for tumour angiogenesis through up-
regulation of vascular endothelial growth factor, which is a potent angiogenic factor required
for tumor growth and metastases (Jung et al., 2003). NSAIDs have also been demonstrated
to activate peroxisome proliferator-activated-receptor-gamma (PPAR-gamma) which
decreases cancer cell proliferation. Topical diclofenac is applied in hyaluronic acid (HA).
Several randomised, double blind, HA gel vehicle-controlled clinical studies have evaluated
the efficacy of topical diclofenac HA gel in patients with AK.
After 60 days of treatment, 33% of the target lesions have been cleared in the verum group
versus 10% in the placebo group (Rivers et al., 2002). In another study after 90 days of
treatment, a complete resolution of 50% was seen in the verum group vs. 20% of those
treated with vehicle alone (Wolf et al., 2001).
Assessment was limited to 30 days post-treatment in both studies. These data provide
indication of moderate efficacy with low morbidity in mild AKs. A meta-analysis of three
randomized trials (n = 364) found that treatment with diclofenac gel resulted in complete
resolution of AKs in approximately 40% of patients as compared with 12% with placebo
One study reassessed existing studies using a ≥75% lesion clearance rate demonstrating
that diclofenac 3% gel is an effective treatment for the management of AKs. The ≥75%
clearance rate of target lesions 30 days after the end of the treatment was then 71%
compared to 48% in the placebo croup (Rivers and Wolf, 2007). Histological clearance and
Adverse effects were skin related and mild to moderate in severity (pruritus, erythema, dry
skin, hyp- and paraesthesia). Photoallergic reactions have been described, as well as cases
of allergic contact dermatitis (Kowalzick et al., 2006). Twice daily treatment with diclofenac
gel appears to be significantly better tolerated than twice daily application of 5-FU, although it
may be somewhat less effective (Smith et al., 2006).
Systemic bioavailability of diclofenac was demonstrated to be considerably lower after topical
application than after systemic administration and the drug demonstrated a good safety
Photodynamic therapy (strength of recommendation A, quality of evidence I)
Topical photodynamic therapy (PDT) acts through the selective destruction of atypical
keratinocytes (depth of penetration 3-4 mm) through light activation of a photosensitiser in
the presence of oxygen. The neoplastic cells accumulate more photosensitiser than normal
cells. The photosensitiser generates reactive oxygen species upon illumination, which results
in selective photochemical and photothermal effects on the irradiated tissue.
The most commonly used precursors of protoporphyrin IX are 5-aminolevulinic acid (ALA)
and its derivatives like the lipophilic agent methyl aminolevulinate (MAL). Both ALA-PDT and
MAL-PDT result in significant reduction in scalp AK with no significant difference in efficacy.
However, ALA-PDT is more painful than MAL-PDT in the treatment of extensive scalp AK,
while MAL is significantly more expensive than ALA (Moloney and Collins, 2007). Usually,
superficial crust or keratin is first removed with curettage and the photosensitizing cream is
then applied under occlusion for 3 h before illumination with high intensity red light. A variety
of incubation times, treatment protocols and light sources were used in the numerous
studies; the optimal standards for irradiance, wavelength and dose for the treatment of AKs
have yet to be established (Morton et al., 2002; Braathen et al., 2007).
A body of evidence now exists to support the use of PDT for the treatment of AK, including
four phase III randomized controlled MAL-PDT studies (Szeimies et al., 2002; Pariser et al.,
2003; Freeman et al., 2003; Tarstedt et al., 2005) and two of ALA-PDT (pooled data
published by Piacquadio et al., 2004). These studies show that PDT is highly effective for
AK. For two treatment sessions, three-month complete response rates of lesions for MAL-
PDT are consistently high at around 90% (Szeimies et al., 2002; Pariser et al., 2003;
Freeman et al., 2003). Phase III studies with licensed ALA show that 3-month complete
response rates of lesions for ALA-PDT was 91%, and at least 75% of lesions cleared in 89%
of patients after 3 months (Piaquadio et al, 2004). In one study of patients with multiple AKs
on the face and scalp, 88 % of the lesions completely cleared eight weeks after a single
photodynamic treatment with ALA-PDT, compared with 6 % after treatment with vehicle and
light (Jeffes et al., 2001). ALA–PDT was shown to be an effective and safe therapy for the
treatment of AKs of the face and scalp in skin types I–V, with an acceptable rate of
recurrence of histologically confirmed AKs of 19% over 12 months (E.H. Tschen et al., 2006).
An advantage of photodynamic therapy is that it can be used over large areas in a single
treatment session. Besides, MAL-PDT also provided a consistently favourable cosmetic
outcome, rated as ‘‘excellent’’ or ‘‘good’’ by up to 98% of investigators (Szeimies et al., 2002;
Pariser et al., 2003; Freeman et al., 2003). The cosmetic outcome with MAL-PDT was
significantly superior to that achieved with cryosurgery after 3 months (96% vs. 81% reported
cosmetic outcome as ‘‘excellent’’ or ‘‘good’’; and 84% vs. 51% showing ‘‘excellent cosmetic
Two studies comparing PDT with cryosurgery show different results, one showing a higher
clearance rate (69% PDT vs. 75% cryosurgery, Szeimies et al., 2002) and one showing a
lower clearance rate for cryosurgery (91% PDT vs. 68% cryosurgery; Freeman et al., 2003).
Another study found similar response rates for PDT and cryosurgery (69 to 89 % versus 68
to 86 %, respectively). Photodynamic therapy was associated with better cosmetic results
than cryosurgery and subjects in the intraindividual comparison significantly preferred PDT
(Morton et al., 2006). Cryosurgery appeared to be superior for thicker lesions (PDT response
52% vs. cryosurgery 69%) and lesions of the face and scalp (PDT response 75% vs.
cryosurgery 91%). Local adverse reactions were reported by 44% of those receiving PDT
and 26% of those given cryosurgery (Freeman et al., 2003). At an intraindividual comparison
for multiple AKs on the extremities, MAL-PDT showed inferior efficacy compared with
cryosurgery. However, both treatments showed high efficacy, and MAL-PDT conveyed the
advantages of better cosmetics and higher patient preference (Kaufmann et al., 2008).
Several studies have shown a lower efficacy rate on the forehand in comparison to the face
and scalp (Szeimies et al., 1996; Jeffes et al., 1997).
A right/left comparison of AK treatment on the back of the hands by PDT and 5-FU showed a
similar response to both therapies, clearing 73% and 70%, respectively. Responses
remained similar at 6 months (Kurwa et al., 1999). Kurwa et al. saw the same severity of side
effects in both treatments in their 16 patients, in a randomized study involving 36 patients,
ALA-PDT was better tolerated than 5-FU in the treatment of AK (Smith et al., 2003).
PDT was generally well tolerated by patients. The most important side effect in the majority
of patients is pain (severe burning sensation), particularly intense in the forehead, occurring
quickly after starting illumination. The pain usually stops after the treatment but can persist
for a couple of days. Negative effects are also risk of photosensitivity (mainly for ALA) and
time delay between application of cream and starting illumination. Other side effects also
include erythema and edema, which resolves within 24 to 48 hours and leaves crusting
which will disappear in 1 week. Hypo- or hyperpigmentation can occasionally occur. Some
cases of contact dermatitis to Metvix® have been described (Hohwy T. et al., 2007,
Photodynamic therapy (PDT) is increasingly used for treatment of actinic keratoses (AKs) but
is a cumbersome procedure. A thin self-adhesive patch (PD P 506 A) containing 5
aminolaevulinic acid (5-ALA) was developed to facilitate PDT. Two separate confirmatory
randomized parallel-group phase III studies were set up. In total, 449 patients with up to eight
mild to moderate AK study lesions located on the head were treated in 29 German study
centres (study AK03: 103 patients; study AK 04: 346 patients). Results Twelve weeks after
treatment, 5-ALA patch–PDT proved to be superior to placebo–PDT (P < 0Æ001) and
cryosurgery (P = 0Æ007). Efficacy rates on a lesion basis were 82% (AK 03) and 89% (AK
04) for PDT, 77% for cryosurgery and 19% (AK 03) and 29% (AK 04) for placebo–PDT. Local
reactions at the treatment site occurred in almost all patients treated with 5-ALA patch–PDT
or cryosurgery.Headache was the only side-effect not related to the treatment site
which occurred in more than one patient (Hauschild A et al., 2008).
On the other hand, the costs of treatment are considerably higher compared to cryosurgery.
The cost-effectiveness of PDT is not established but its use is likely to be limited by the cost
In the following paragraph novel pharmacologic substances for AK are reviewed and
evaluated regarding their efficacy, safety and applicability for AK.
Improvements of known concepts for AK
In the following paragraph novel pharmacologic substances for AK are reviewed and
evaluated regarding their efficacy, safety and applicability for AK.
Immune-response modifier- Imiquimod 3.75%
5% Imiquimod represents an established treatment for AK. Although it has shown good
efficacy (59-84% complete clearance), a notable inflammatory response occurs during the
course of treatment. Although the inflammation usually does not cause any pain, it may be
discomfortable for the patient as the erythema and/or crusting may be clearly visible and may
focus attention. Furthermore, the application of the medication and treatment cycle is often
difficult for the patient. The drug is available in small packets (“sachets”) and should be
applied 3 times a week for 4 to 16 weeks (Europe vs. USA) to a maximum area of 25 cm2. In
Europe a second cycle is initiated if residual AKs are present 4 weeks after end of treatment,
The new topically available formulation of 3.75% Imiquimod has already been FDA-approved
for the treatment of AK in the USA. It offers several advantages compared to 5% Imiquimod.
First, it may be applied to larger areas of the skin such as the complete scalp or face.
Furthermore, the application scheme is simplified and shortened using an accelerated dosing
scheme for 6 weeks (2 weeks twice daily, two weeks of non-.treatment, two weeks once
daily), resulting in an overall shorter treatment regime. Complete clearance of all AKs
(including lesions revealed during treatment: “subclinical AK”) was achieved in 36 percent of
patients as compared to only 6 percent of those on placebo. Partial clearance (75 percent
reduction or greater in AK totals) was achieved in 59 percent of those treated with 3.75%
Imiquimod versus 23 percent for placebo. Similar to 5% Imiquimod 3.75 Imiquimod was able
to highlight subclinical lesions reflected by an increase of AK counts after the start of
treatment in 85% of patients (Hanke CW et al., 2010; Swanson N et al., 2010).
Immune-response modifier-Resiquimod
Resiquimod is a Toll-like receptor 7 and 8 antagonist, which has recently been evaluated for
actinic keratoses. Immunmodulatory effects are quite similar to those of Imiquimod (Toll-like
7 antagonist), however Resiquimod leads to activation of myeloid dendritic cells in addition
to plasmacytotoid dendritic cells and induces more IL-12 and tumour necrosis factor than
imiquimod (Gordon KB et al., 2005). In this regard it has been suggested that Resiquimod
may have a greater efficacy compared to Imiquimod. A recent phase-II study evaluated the
efficacy of Resiquimod for AK in four escalating dosages (0.01%, 0.03%, 0.06% or 0.1% ) in
a gel topically applied once daily three times a week for 4 weeks to a contiguous 25-cm(2)
area with four to eight lesions (Szeimis RM et al., 2006). Patients with persistent lesions
received a second course after an 8-week treatment-free interval. Overall complete
clearance was achieved in 77.1% (0.01%), 90.3%(0.03%), 78.1%(0.06%) and 85.3% (0.1%)
and complete clearance rates after course 1 only were 40.0%, 74.2%, 56.3% and 70.6%,
respectively. During course 1, respectively 0%, 13%, 31% and 38% of patients discontinued
treatment for adverse events or local skin reactions, for the resiquimod 0.01%, 0.03%, 0.06%
and 0.1% groups. Adverse events of severe intensity, including influenza-like symptoms,
were reported by 0% (0.01%), 3%(0.03%), 13%(0.06%) and 12%(0.1%) of patients. Overall,
the different concentration showed similar clearance rates, but toleration was better in the
low concentration groups ( 0.01% and 0.03%).
COX-inhibitors
Diclofenac in hyaluronic acid currently represents the single topical COX-inhibitor for the
treatment of AK. Cyclo-oxygenases (COX) are enzymes which activate the release of several
prostaglandins with different biological properties. Of these, prostaglandin E2 (PGE2) represents the main mediator of inflammation and tumor growth (Vane JR et al., 2006).
Prostaglandins belong to the class of eicosanoids and are ubiquitary present in most cell
types.Two different classes of COX can be distinguished, COX-1 and COX-2. Whereas
COX-1 is constitutively expressed and plays a role in physiological effects such as
cytoprotection of gastric mucosa or renal circulation, COX-2 is induced by pro-inflammatory
cytokines, growth factors and tumour promoters such as protein kinase C (PKC), mitogen-
activated protein kinase (MAPK) and NF B (DuBois RN et al., 1998; Smith W et al., 2003).
The up-regulation of COX-2 is strongly related to non physiological conditions like
inflammation and cancer and high expression of COX-II has been demonstrated in several
solid tumours including epithelial skin cancer. In this regard COX-II up-regulation was shown
in AK, SCC and BCC (Muller-Decker K et al., 2004). Diclofenac is a COX-1 and -2 –inhibitor
which has shown to be effective and save for the treatment of multiple AKs, also in large
areas. Complete clearance rate of around 50% have been reported. In this regard, selective
COX-2 inhibitors may be more effective in the treatment of AK as they would selectively
block the COX-enzyme which is responsible for tumor promotion. So far, no clinical studies
are available investigating the efficacy and safety of a topical, selective COX-2-inhibitor.
Topical low-dose 5-FU in combination with salicylic acid
A 5% formulation of topical 5-FU represents an established treatment for AK and has long
been available. However, 5%-FU is not commonly used in clinical practice as it is associated
with moderate to severe local side effects that may result in scarring and pigmentary
changes. The topical formulation of 0.5% 5-FU is associated with fewer side effects, but is
not available in Europe. A recent systematic review of randomized controlled studies for the
use of 5 FU have reported a reduction in mean or median number of lesions of 79.5% for 5%
5- FU and 86.1% for 0.5% 5-FU. In the same analysis, complete clearance of 49% has been
reported for 5% 5-FU and 34% for 0.5%, respectively. (Askew DA et al., 2009). Salicylic acid
represents a keratolytic agent that has long been used for a variety of hyperkeratotic skin
diseases. In combination with low-dose (0.5%) 5-FU it may reduce hyperkeratosis of AK and
increase penetration of the biologically active substance 5-FU. A pilot study by Schlaak et al.
regarding a topical formulation of 0.5% 5-FU in combination with 10% salicylic acid showed
good efficacy for the treatment of AK reporting 77% complete clearance of the total lesion
count after 84 days of treatment. A large multi-centre study is currently ongoing which
investigates the efficacy and safety of this preparation in a large subset of patients. Data will
be presented shortly and approval of the combination is expected soon.
5.4. Novel topical drugs for the treatment of AK Ingenol mebutate (PEP005)
Ingenol mebutate (ingenol-3-angelate, formerly PEP005) is a diterpene ester extracted and
purified from the plant Euphorbia peplus (Ogburn SM et al., 2004) has recently been
evaluated as a topical treatment for AK. Two different antiproliferative mechanisms of action
for ingenol mebutate have been described. Initially, it leads to chemoablation by disruption of
the plasma membrane and mitochondria resulting in loss of mitochondrial membrane
potential and necrosis of altered cells. Furthermore, eradication of residual tumour cells
through induction of tumour-specific antibodies and subsequent inflammation induced by pro-
inflammatory cytokines has been reported. Release of cytokines leads to massive infiltration
of neutrophils which results in cell death (Challacombe JM et al., 2006). Two phase 2a dose-
escalation studies have been performed suggesting that application of 0.05% ingenol
mebutate gel once daily for 2 days seem to be the favourable concentration and dosing
scheme and a subsequent phase 2b study evaluation ingenol mebutate 0.025 and 0.05%
against placebo was performed, showing partial clearance rates between 56.0 and 75.4%
and complete clearance rates between 40.0 to 54.4% (Anderson L et al., 2009). Common
side effects included erythema (97.5%), flaking/scaling (96.3%) and crusting (82.1%). No
scarring caused by ingenol mebutate was observed, while hypo-and hyperpigmentation
occurred. No treatment-related serious adverse events were observed. The current data
supports the applicability of ingenol mebutate for the short-course treatment of AK.
5.5. Treatment in organ transplant recipients
The below mentioned studies show the benefits of topical therapies in organ transplant
Imiquimod 5 % (strength of recommendation A, quality of evidence I)
Three placebo-controlled studies in renal transplant recipients and one large multicenter
study in kidney, heart and liver transplant recipients found imiquimod to be safe when
treating areas of field cancerisation not exceeding 100 cm2 and 2 sachets per application.
For all studies published so far on the use of imiquimod in OTR the drug was applied three
A randomized, blinded, placebo-controlled study evaluated imiquimod or placebo at 21 high-
risk renal transplant recipients (RTR) with skin dysplasia. Of the 14 patients receiving
imiquimod 7 patients (1 taking placebo) had reduced skin atypia, 7 patients (none taking
placebo) had reduced viral warts and 5 using imiquimod (1 taking placebo) showed less
dysplasia histologically. Over a 12 month period, fewer invasive SCCs arose in the
imiquimod-treated skin areas than in control areas. The authors concluded that topical 5%
imiquimod cream was effective in reducing cutaneous dysplasia in a proportion of RTR and
may reduce the frequency of invasive SCC developing subsequently in treated areas of skin.
A proportion of RTRs in this study did not react to imiquimod and did not show benefit from
treatment. Whether these were genuine non-responders or whether this non-response was
related to the level of systemic immunosuppression is not known (Brown et al., 2005).
A recent multi-centre, placebo-controlled safety and efficacy study performed by the Skin
Care in Organ-transplant Patients (SCOPE) research network enrolled 43 patients in 6
European transplant centers. Among patients randomized to imiquimod, the histologically
confirmed complete clearance rate was 62% compared to a complete clearance rate of 0% in
the vehicle group (Ulrich et al., 2007a). In order to exclude graft rejections induced through
the Th1 immune-response of the immune-response modifier imiquimod, all patients were
monitored for changes in hematology and serum chemistry. In all studies published to date
with imiquimod in OTR, no adverse effect of the IRM on the function of the graft has been
Photodynamic therapy (strength of recommendation A, quality of evidence I)
Two studies have shown MAL-PDT to be effective in the treatment of AK in transplant
recipients (Wulf et al., 2006; Dragieva et al., 2004). One of them, an open label intra-patient
randomized study, examined the prevention potential of MAL-PDT in 27 renal transplant
patients with AK (Wulf et al., 2006). The mean time to occurrence of the first new lesion was
significantly longer in treated than control areas (9.6 vs. 6.8 months, treatment difference 2.9
[95% confidence interval 0.2 to 5.5] months, p = 0.034). Over 12 months, 62% (16/26) of
treated areas were free of new lesions compared with 35% (9/26) in control areas.
In order to evaluate the preventive effect of PDT on the development of new SCC a further
randomized-controlled trial with paired observations in 40 organ-transplant recipients was
performed (de Graaf et al., 2006). After 2 years of follow-up, no statistically significant
difference was found in the occurrence of new SCC between the treated and untreated
areas. The number of keratotic skin lesions increased in both, treatment and control, arms.
The authors discuss that the transplant-associated impairment of the cutaneous immune
surveillance results in a reduced response to PDT in post- transplant compared with sporadic
or non transplant-AK. This was supported by a prospective, open, comparative trial with
Aminolevulinic acid (ALA) - PDT for AK in 20 immunosuppressed TR and 20
immunocompetent controls. The overall complete response rate at 12 weeks was 8% and
68% in the respective groups (P < 0.05) (Dragieva et al., 2004b).
In a recently published open-label, single-centre, randomized study, 8 organ transplant
recipients with epidermal dysplasia were treated with either two cycles of topical MAL-PDT or
5-FU cream which was applied twice daily for 3 weeks to a clinically and histologically
comparable area. PDT was found to be significantly more effective than 5-FU in achieving
complete resolution (89% vs. 11%). Cosmetic outcome and patient preference were also
superior in the PDT-treated group (Perrett et al., 2007).
Diclofenac in hyaluronic acid gel (strength of recommendation A, quality of evidence I)
The use of diclofenac 3% gel in OTR was recently evaluated in a small, open-label study on
six OTR (3 kidney, 1 liver and 2 heart transplant patients) with histories of multiple NMSCs
and extensive AKs. Diclofenac 3% gel used twice daily for 16 weeks showed a 50%
complete clearance rate and 83% partial response rate (≥75% lesion reduction). Patients
were treated with diclofenac 3% gel, twice daily for 16 weeks with generally mild local
adverse events at the site of application (Ulrich C et al., 2007b).
In a recent published study 32 organ transplant patients were treated with topical Diclofenac
in hyaluronic acid gel. Treatment of AK with 3% diclofenac in 2.5% hyaluronic acid or
placebo twice daily was conducted over a total of 16 weeks, followed by a final evaluation 4
weeks after last application of the study drug. Biopsies were taken from the treated areas at
the final visit to verify clinical clearance. Patients were assessed for safety variables that
included adverse events, local skin reactions, laboratory results, dosage of
immunosuppressive medication and indication of graft rejection. A 24 months follow up was
conducted after the end of treatment. 87% (n= 28/32) of the patients completed the 16 weeks
treatment phase and presented for final evaluation 4 weeks after end of treatment. In the
diclofenac 3% gel treatment group a complete clearance of AK lesions was achieved in 41%
(9/22) compared to 0% (0/6) in the vehicle group. Side effects in most of the patients
included a mild erythema and a mild to moderate swelling of the areas treated. No graft
rejections or trends for a deterioration of graft function were detected. No meaningful trends
were observed in laboratory results. In 55 % of the previously cleared patients, new AK
developed in the study area after an average of 9.3 months. None of these patients
developed invasive SCC in the study area within 24 months of follow-up (Ulrich et al., 2010).
Other treatments Systemic retinoids (Strength of recommendation B, quality of evidence II)
Systemic retinoids have been assessed for their potential role in suppression or treatment of
multiple AKs. Early studies employed etretinate and demonstrated in double-blind crossover
trials the efficacy of this drug with a reduction of AKs in 85% (Moriarty et al., 1982). One
study suggested that the effect of vitamin A in skin cancer prevention is dose dependent
Use of systemic retinoid as low dose acitretin may be justified in very high-risk patients, such
as patients with inherited disorders as xeroderma pigmentosum (abnormal repair of UV-
induced DNA damage), nevoid basal cell carcinoma syndrome (tumour suppressor gene
abnormality) or in organ transplant recipients, where there is a presumed increased risk of
progression from AK to SCC (McNamara et al., 2002). Systemic retinoids have been used in
the secondary prevention of AKs in transplant recipients. A 12 month study found that low
dose acitretin therapy (20 mg daily) is safe, well-tolerated, and partially effective in
chemoprophylaxis of skin cancer (Carneiro et al., 2005).
Anecdotal evidence over the last 20 years suggests that there can be some considerable
morbidity employing this treatment. In addition, there may be a rebound effect once the
systemic therapy is stopped. However, these effects were not observed at 4 months follow
up in the one available report on this subject (Watson, 1986). Common side effects retinoids
are increased sensitivity to sunlight, thinning of the skin, erosions and pruritus.
Topical retinoids (Strength of recommendation B, quality of evidence II)
Retinaldehyde is a natural derivative of vitamin A; it has effects similar to retinoic acid (Sass
et al., 1996). Besides counteracting the UV-induced vitamin A deficiency of the epidermis,
topical retinaldehyde may have an antioxidant effect (Sachsenberg-Studer, 1999; Sorg et al.,
2001) and decreases the number of sunburn cells.
Topical tretinoin cream has been studied at different concentrations with a noticeably dose
response. Complete clearance of AKs was reported in 55% of subjects treated with 0,3%
ointment whereas only in 35% of subjects using 0,1% ointment (Bollag et al., 1970).
Misiewicz et al. undertook a right/left comparison of tretinoin cream with arotinoid methyl
sulphone on the face, revealing a reduction of AKs on the tretinoin treated skin by 30,3%
after twice-daily use for 16 weeks. After three to nine weeks of usage there was a
deterioration of clinical appearance to below baseline before benefit was seen. This reflects
potential benefit from currently available formulations of tretinoin (Misiewicz et al., 1991).
Topical retinoids have shown some benefit in the prevention and treatment of AKs. As an
example, a nine month study found that adapalene gel (0.1 and 0.3 %) applied daily for four
weeks and twice daily thereafter significantly decreased the number of AKs compared with
placebo, and also appeared to improve the appearance of photodamaged skin (Kang et al.,
Other publications show that the epidemiological characteristics of AKs were not modified by
the application of retinaldehyde and that retinaldehyde has no prophylactic effects on the
development of AKs (Campanelli and Naldi, 2002; Humphreys et al., 1996). In a multicentre
open trial, published in non peer-reviewed literature, there was a non significant reduction of
facial AKs from a mean of 11 to 9 (11% reduction) after 6 months’ use of the low dose of
0,05% once or twice daily (Kligman et al., 1991).
Side effects of topically applied retinoids are increased sensitivity to sunlight, erythema,
Dermabrasion (Strength of recommendation C, quality of evidence III)
With dermabrasion, the skin is destroyed to a controlled layer. In an open study of facial
dermabrasion, 22 of 23 subjects remained free of AKs for 1 year with the mean period to
development of further AKs being 4,5 years (Coleman et al., 1996). The effective treatment
of scalp actinic damage and keratoses with dermabrasion has also been reported (Winton et
al., 1986). Manual dermabrasion with silicon carbide sandpaper can be combined with
trichloroacetic acid peels (Cooley et al., 1997). A weakly controlled comparison of facial AKs
treated with a phenolic peel, dermabrasion or topical 5-FU was reported in 1970. All
therapies worked initially, but 6 months after treatment patients developed further AKs (Spira
et al., 1970). Dermabrasion requires local anesthesia and may leave scarring or epidermal
Chemical peeling (Strength of recommendation C, quality of evidence III)
A chemical peel is a procedure in which a topically applied wounding agent like
trichloroacetic acid, alpha-hydroxy acids, zinc-chloride or phenolic acid creates smooth,
rejuvenated skin by an organized repair process and exfoliation.
The efficacy of chemical peelings depends on the agent used and is quoted about 84%;
recurrence rates within one year after therapy range from 25 - 35%. Chemical peels have
been shown to have superior effectiveness, decreased rates of morbidity and a longer
disease-free period when compared to 5-fluorouracil (Lawrence et al., 1995; Spira et al.,
1970), other trials showed similar efficacy of chemical peels and 5-FU (Hantash et al., 2006;
Witheiler et al., 1997). Trichloroacetic acid can be combined with 70% glycolic acid (Tse et
Prior to treatment, patients should be educated about possible complications of stinging or
burning sensation, visible peeling (which usually lasts 5 to 7 days), pigment changes,
infections, and rarely scarring. Post-treatment sunscreen should be applied (Lawrence et al.,
Laser (Strength of recommendation C, quality of evidence III)
Near infrared laser systems like carbon dioxide (CO2) or Erbium-YAG lasers should be successful in treating AKs. Both are ablative laser systems and can be used for single
lesions as well as full face resurfacing.
Full face laser resurfacing can provide long-term effective prophylaxis against AKs and may
reduce the incidence of AK related SCC (Sherry et al., 2007; Iyer et al., 2004). Complete
remission is documented from 90 to 91% with recurrence rates for single lesions ranging
from 10 to 15% within 3 to 6 months (Wollina et al., 2001, Yu et al., 2003). Long-term
recurrence-free intervals have been seen after laser resurfacing with 44% of the patients
having no recurrence during the follow-up period, the mean average being 39 months. 56%
of the patients developed few new lesions after treatment. Of the recurrences, 20% occurred
within 1 year and 36% occurred after 1 year (Ostertag et al., 2006a).
One study compared laser treatment to 5-FU, showing more side effects in the laser group
but also less recurrences 3, 6 and 12 months after treatment (Ostertag et al., 2006b).
Another study demonstrated benefit for AK reduction and NMSC prophylaxis with no
significant differences among the three treatment groups, carbon dioxide laser resurfacing,
30% trichloroacetic acid peel, or 5-FU cream (Hantash et al. 2006).
Disappointing results reported in earlier literature maybe related to technical aspects, as the
outcomes of full face resurfacing are strongly user dependent (Fulton et al., 1999).
Adverse events are pain, inflammation, pigment changes and scarring as well as delayed
healing and postinflammatory erythema (Wollina et al., 2001, Yu et al., 2003).
Radiotherapy (strength of recommendation D, quality of evidence II)
The treatment of AKs with X-rays is considered obsolete due to the cocarcinogenic effect of
6 Prevention (strength of recommendation A, quality of evidence I)
Prevention of AKs is an important part in AK-management (Armstrong and Kricker, 2001;
Thompson, 1993). Education of patients (UV-protection, self-examination and detection of
early lesions) is particularly important. AK is an ongoing disease that requires frequent
follow-up (half-yearly to yearly) and long-term management. Avoiding sun exposure and the
use of sun block are important aspects of preventing the development of AKs. Sun block has
a combined emollient and photoprotective effect. Several studies showed that regularly
applied sun block is effective not only in the prevention of AKs but also in the reduction of
AKs (Thompson et al., 1993; Darlington et al., 2003; Green et al., 1999; Naylor et al., 1995).
In a recent single-centre, matched pairs observational study, a group of 60 organ transplant
recipients with daily application of a highly protective, liposomal sunscreen (Daylong
actinica®) as part of their rigorous sun prevention behaviour were compared with a control
group. Within the duration of the study of 24 months, 42 of the 120 patients developed 82
new lesions of AK (all in the control group). Eight patients of the control group developed
new invasive squamous cell carcinomas versus none in the sunscreen group. In the
sunscreen group, 102 lesions of AKs went into spontaneous remission. Sun protection
measures thus also have a positive impact on the high-risk group of organ transplant
recipients (Ulrich C et al., 2008, 2009).
This high-risk group should receive special attention, already before entering the transplant
waiting list; at this point all candidates for transplantation ought to receive a skin cancer risk
factor-oriented assessment. Posttransplant aftercare needs to be individually adjusted to
prevalent extrinsic and intrinsic risk factors. Although the threshold of skin cancer
necessitating revision of the immunosuppressive medication is debated, this measure should
be envisaged at the occurrence of NMSC. Ongoing randomized prospective trials assess the
burden of new skin tumors, as well as graft and patient survival in patients with NMSC after
the introduction of mTOR inhibitors (Ulrich C et al., 2008b).
7 Summary of Recommendations
It has to be declared that the physician who cares about the patient has always to keep in
mind the inidividual needs of the patient. The physician has to respect the individuality of the
patient and has to see the guideline as recommendation and supporting device for
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9 Attachment - Strength of recommendations and quality of evidence (de Berker et al., Strength of recommendations
There is good evidence to support the use of the procedure
There is fair evidence to support the use of the procedure
There is poor evidence to support the use of the procedure
There is fair evidence to support the rejection of the use of the procedure
There is no evidence to support the rejection of the use of the procedure
Quality of evidence
Evidence obtained from at least one properly designed, randomized controlled trial
Evidence obtained from well-designed controlled trials without randomization
Evidence obtained from well-designed cohort or case–control analytical studies,
preferably from more than one centre or research group
II-iii Evidence obtained from multiple time series with or without the intervention. Dramatic
results in uncontrolled experiments (such as the results of the introduction of penicillin
treatment in the 1940s) could also be regarded as this type of evidence
Opinions of respected authorities based on clinical experience, descriptive studies or
Evidence inadequate owing to problems of methodology (e.g. sample size, or length
of comprehensiveness of follow up, or conflicts in evidence)
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