Domiciliary non-invasive ventilation for recurrent acidotic exacerbations of COPD: an economic analysis Thoraxdoi:10.1136/thorax.58.10.867
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Domiciliary non-invasive ventilation for recurrent acidotic
exacerbations of COPD: an economic analysisJ M Tuggey, P K Plant, M W Elliott. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Background: Patients with chronic obstructive pulmonary disease (COPD) pose a significant burden tohealthcare providers with frequent exacerbations necessitating hospital admission. Randomised controlleddata exist supporting the use of acute non-invasive ventilation (NIV) in patients with exacerbations ofCOPD with mild to moderate acidosis. The use of NIV is also described in chronic stable COPD, withevidence suggesting a reduction in hospital admissions and general practitioner care. We presenteconomic data on the impact of domiciliary NIV on the need for admission to hospital and its attendantcosts.
Methods: A cost and consequences analysis of domiciliary NIV based on a before and after case note
. . . . . . . . . . . . . . . . . . . . . . .
audit was performed in patients with recurrent acidotic exacerbations of COPD who tolerated andresponded well to NIV. The primary outcome measure was the total cost incurred per patient per year from
the perspective of the acute hospital. Effectiveness outcomes were total days in hospital and in intensive
Results: Thirteen patients were identified. Provision of a home NIV service resulted in a mean (95% CI)
saving of £8254 (£4013 to £12 495) (J11 720; J5698 to J17 743) per patient per year. Total days in
hospital fell from a mean (SD) of 78 (51) to 25 (25) (p = 0.004), number of admissions from 5 (3) to 2 (2)
(p = 0.007), and ICU days fell from a total of 25 to 4 (p = 0.24). Outpatient visits fell from a mean of 5 (3)to 4 (2) (p = 0.14).
Conclusions: This study suggests that domiciliary NIV for a highly selected group of COPD patients with
recurrent admissions requiring NIV is effective at reducing admissions and minimises costs from the
perspective of the acute hospital. Such evidence is important in obtaining financial support for providing
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Patients with chronic obstructive pulmonary disease Theaimofthestudywastocomparetheeffectivenessand
(COPD) represent a significant burden to healthcare
costs of domiciliary NIV with conventional treatment in a
providers. They may have frequent exacerbations, often
group of patients with recurrent admissions because of an
necessitating admission to hospital. Each admission has been
acidotic exacerbation of COPD. The evaluation was limited to
estimated to cost £3000,1 and it will be much more expensive
the perspective of the acute hospital (a university teaching
if the patient requires intensive care. There is now a cohort of
hospital serving a population of 500 000). Only costs borne by
randomised controlled trials2–8 and a systematic review9
the hospital were identified and valued. Costs to the patient,
supporting the use of acute non-invasive ventilation (NIV)
family, and to the primary care physician were not included.
in patients with an exacerbation of COPD with mild to
The primary outcome measure was the total cost incurred per
moderate acidosis. An average district general hospital with a
patient per year. Measured consequences were total days in
catchment population of 250 000 and a standardised
hospital and in intensive care. In addition, an estimate of
mortality rate for COPD of 100 will treat approximately six
survival was performed based on patients using home NIV.
patients per month who present to hospital with a respiratoryacidosis with NIV (this figure does not include patients who
deteriorate after admission); 20% will be readmitted at least
A cost and consequences analysis based on a year before and
once in the following year and the median survival is of the
year after case note audit was performed.
order of 15 months.10 These patients therefore represent agroup at high risk of death who consume significant
Patients admitted frequently to hospital requiring inpatient
The use of NIV has been described in chronic stable COPD
NIV for an acidotic (pH ,7.35) exacerbation of COPD, who
and there is some evidence of a reduction in the need for
tolerated and responded to it well, and who requested or
hospital and general practitioner care,11–13 but there are few
were offered the option of domiciliary NIV formed the study
published long term randomised controlled trials.14 15 At this
group. Patients who tolerated inpatient NIV poorly were
centre a small subgroup of patients with severe COPD with
either not offered or declined home treatment. This was
recurrent admissions due to respiratory acidosis, during
therefore a highly selected group. All patients who had
which they have required NIV acutely (according to
received domiciliary NIV at this centre for this indication
recognised criteria5) and who have tolerated it well, have
between the years 1995 and 2000 were identified from a
requested or been offered domiciliary NIV with the aim of
database. Medical case records were retrieved for these
reducing the number of future hospital admissions. We
patients from both this hospital and from the local (to the
present data on the impact of domiciliary NIV on the need for
patient) hospital where appropriate. Duration of all inpatient
hospitalisation and its attendant costs.
episodes including ‘‘NIV days’’, ‘‘conventional days’’, and
‘‘intensive care days’’ were recorded for each episode from
with associated equipment such as a humidifier (HC100,
entries in the clinical notes and from the hospital compu-
Fisher & Paykel, UK), tubing, mask and medical, nursing and
terised patient administration system. Admission arterial
technical support. Home ventilators are the same as those
blood gas tensions were recorded for each episode and a
used for acute NIV and were therefore valued in the same
record was made of all respiratory outpatient attendances
way. Masks and tubing were discounted for an 8 month
during the study period, including spirometric indices and
lifespan (estimated lifespan within this unit).
stable arterial blood gas tensions where available. If patientson home NIV attended for elective ‘‘check’’ sleep studies,
these were also included in the analysis in terms of days in
Within the study centre outpatient support to patients with
home NIV is provided by a respiratory nurse specialist (Hgrade, 4th increment point, i.e. senior clinical nurse). It was
estimated that they spent approximately 1 hour per week
Four main types of cost were identified and valued: hospital
involved in direct care or administration relating to home
admission (either acute inpatient NIV or acute inpatient
NIV for COPD patients (3% of a 37.5 hour working week).
conventional treatment), intensive care treatment, and
Outpatient attendances were valued per visit using the mean
total cost derived from the hospital which included capitalcost of buildings, equipment, doctor, nursing, and clerical
The days in hospital were identified retrospectively from casenotes and valued using costings from a previous cost
effectiveness analysis of NIV for acute exacerbations of
COPD performed alongside a randomised controlled trial.16 In
Data were analysed using Access 2000 and SPSS Version 10.
this study the cost of a day in hospital was based on nursing
Normally distributed data are reported as means with 95%
and medical staff costs, pharmacy costs, investigation costs,
confidence intervals (95% CI). Non-normally distributed data
and hotel costs. Hotel costs included heating, lighting, food,
are expressed as medians with 5th and 95th centiles. All tests
repairs, the costs of building, and administration overhead
and p values are two tailed. A paired t test was used for
costs such as salaries and wages. Nursing time in the study by
within patient comparison of before versus after home NIV.
Plant et al was measured by an end of bed log of all nursing
Survival was estimated using a Kaplan-Meier plot based on
activity.16 This was valued by assessing the ward duty roster
events (i.e. death) in the years following commencement of
and bed base, and calculating a ‘‘per shift’’ cost based on the
ward nursing budget derived from the respective hospitalfinance departments. Hotel costs were obtained from hospital
finance departments and valued in a ‘‘top down’’ approach.
The total cost per patient in the year before (conventional
Pharmacy costs were obtained from those cited in the British
treatment) and the year after commencing home NIV was
National Formulary (BNF)17 for a standard prescription of
salbutamol 5 mg and ipratropium bromide 500 mg four timesa day. Additional treatments such as aminophylline were
valued from the BNF. Investigation costs related to an acute
Economic evaluations are often based on estimates. By
exacerbation of COPD (arterial blood gas analysis, chest
subjecting the analysis to varying effects of uncertainty, the
radiography, sputum culture and blood tests) were not
sensitivity of the analysis to different estimates can be
measured since they were felt to be negligible in comparison
assessed. If large variations in the assumptions do not
with the total costs incurred (this would bias against any cost
produce significant changes in the results, then there can be
benefit of domiciliary NIV). The mean cost for each day on an
greater confidence in the accuracy of the original results. The
intensive care unit was derived from hospital finance
conclusion was tested for sensitivity against the number of
admissions during the NIV year, the length of stay per
Daily hospital costs for inpatient conventional treatment
admission, and the length of ICU stay. In each case the 5th to
and intensive care treatment based on the above measure-
95th centiles were used. In addition, the analysis was tested
ments were valued according to the relevant hospital and as
against changes in the cost of home NIV machines and
appropriate for each patient episode identified from the
medical records. Valuations were corrected for inflation tothe financial year 1999/2000 using the Health Services Cost
Thirteen patients were identified with severe COPD andrecurrent acidotic exacerbations requiring acute NIV in
hospital. No patients offered home NIV had been intolerant
All patients received acute NIV during exacerbations of their
of it. The demographic data of the patients are shown in
disease. The capital cost of purchasing NIV machines (NIPPY
table 1. These represent a group of patients with severe COPD
2, B & D Electromedical, UK) was discounted to allow for a
(mean pH on admission 7.31 during the year before home
5 year lifespan at the UK Treasury recommended rate of 6%.19
NIV, mean FEV1 0.58 l/min recorded in outpatient clinic).
Ward consumables (consisting of a range of different sizedmasks, headgear and tubing) were discounted for a 2 year
lifespan. The additional nursing time of setting up NIV and
There was a statistically significant reduction in the rate of
recurring costs of machine servicing and equipment sterilis-
admission, total days in hospital, and length of admission per
ing was obtained from the work of Plant et al.16 An estimate of
patient. Three patients spent time in the ICU (range 2–
the cost of training nursing staff in the use of NIV is included,
17 days) before starting home NIV; this fell to just one
patient spending 4 days in the ICU with home NIV(p = 0.45). The mean number of outpatient appointments
fell with the introduction of home NIV (5 v 4, p = 0.14). There
Provision of home NIV requires the supply of a ventilator
was no significant difference in arterial blood gas tensions at
(NIPPY 2) for each patient to use regularly at home, together
presentation with an acute exacerbation when patients did or
Domiciliary NIV for recurrent acidotic exacerbations of COPD
available at any one time). It is estimated that the unit
Table 1 Characteristics and outcomes of study patients
requires approximately four ventilators to meet demand for
acute inpatient NIV. However, not all ventilators will be used
365 days per year. The cost of providing inpatient NIV is
therefore based on 90% occupancy of the ventilators, and thetotal cost of inpatient NIV was therefore valued as the annual
discounted cost for four ventilators divided by 328 days
(rather than 365) and multiplied by the total number of days
Patients on home NIV have their own masks and tubing,
with an equivalent annual cost of £224 allowing for an
8 month lifespan. Patients were also provided with a warm
passover humidifier discounted for a 1 year lifespan (£179).
Based on the economic analysis by Plant et al,16 ongoing
*p = 0.007; **p = 0.004; ***p = 0.03; NS not significant.
training of ward nursing staff consisted of just less than1 hour per month. This was provided equally between a
did not have home ventilation. Mean (SD) arterial gas
specialist registrar on the middle increment of the pay scale
tensions when stable on home NIV were pH 7.38 (0.02), Po2
(£31 870) and an F grade nurse specialist (£20 770).
Cost savingThe mean cost per patient in the year before starting home
NIV was £13 163 (95% CI £8695 to £17 631) compared with
£4909 (95% CI £2888 to £6930) in the year with home NIV, a
Cost data derived from the previously mentioned study16 are
saving of £8254 (95% CI £4013 to £12 495 (p = 0.002). There
described in table 2. The first day of admission incurred
was a net saving of £107 298 to the acute hospital by
greater costs because of a modest increase in nursing time
providing a home NIV service for this highly selected group of
involved in setting up the patient on NIV and recurring
equipment costs (sterilising non-disposable equipment).
A sensitivity analysis was performed on the cost analysis
The purchase cost of an NIV machine was discounted to
(table 4). The sensitivity analysis focused on admission rates,
allow for a 5 year lifespan (discount rate 6%), resulting in an
length of stay, ICU time, and ventilator costs. Despite testing
equivalent annual cost of £570. Similarly, ward consumables
the analysis with 5–95th centile ranges, there was no effect
(which would consist of a range of different size masks,
on the significance of the cost saving.
headgear, and tubing) were discounted for a 1 year lifespanto an equivalent annual cost of £551. The initial equipment
and consumables are fixed costs, independent of the number
This study has identified a significant cost benefit to the
of inpatient episodes (assuming sufficient ventilators are
acute hospital by the provision of a home NIV service for aselected group of patients with recurrent admissions withacidotic exacerbations of COPD. This cost saving is achieved
by a reduction in hospital admission rates and length of stay. The home NIV service also resulted in a measurable
(although not statistically significant) reduction in ICU
occupancy and outpatient visits. These results are in keeping
This study has some limitations, however. It was a
retrospective audit of just 13 patients. The patients were
highly selected and, as a result, a group was studied that was
most likely to derive benefit in terms of a reduction in
admissions. While this may be a criticism, the study did not
aim to evaluate the use of NIV in ‘‘allcomers’’ with COPD, but
Discounted at 6% *over 5 years or **over 1 year. 1 GBP (£) = 1.42 Euro (J).
*5–95th centiles. 1 GBP (£) = 1.42 Euro (J).
was specifically targeted at a group at a high risk of death
maintained with domiciliary NIV.13 This could be evaluated
who consume significant hospital resources. Furthermore,
further by an economic analysis of the outcome in pounds per
they had been shown to be able to tolerate and benefit from
quality adjusted life year (QALY). This is beyond the scope of
NIV. The correct selection of patients most likely to benefit
this study, but the data may be useful to inform the power
from any intervention is part of the skill of clinical medicine
and also ensures a cost effective use of resources. As with any
This study has identified costs and placed values on these
uncontrolled study, the possibility that the changes seen were
costs from the acute hospital perspective. The acute hospital
due to chance alone needs to be considered. These results
has the most to be gained financially from reducing hospital
may reflect regression to the mean; patients were started on
admissions, but this may result in an increased demand on
NIV when they were perceived to be at their worst. Any
primary care services. The costs of this were not addressed in
improvement in the subsequent period may reflect natural
this study. However, for the provision of home NIV to become
variation in the disease and not a direct effect of home NIV.
cost neutral, the increased burden on primary care would
However, the magnitude of the changes seen makes this
have to be of the order of £8254—that is, in excess of 450
unlikely. A prospective randomised controlled trial would
consultations per patient or 200 home visits.1 The study by
have been more rigorous, and the data from this study may
Jones et al12 actually found a reduction in general practitioner
inform the power calculation for such a study in the future.
consultations when NIV was instituted.
However, there are important ethical issues which may make
In conclusion, NIV is a relatively new health technology for
performing a prospective randomised controlled trial diffi-
which there are an ever increasing number of indications. Its
cult. Patients who have experienced, tolerated and benefited
use, however, should be evidence based, ideally on the basis
from inpatient NIV and who themselves consider that NIV
of prospective randomised controlled trials, but these are not
would obviate the need for future admission and improve
always feasible or ethical. Cost effectiveness is an important
their quality of life may be very reluctant to enter a study in
requirement before any new intervention is accepted. This
which allocation to this treatment would be based on chance
study suggests that domiciliary NIV for a highly selected
group of patients with recurrent admissions to hospital with
The possibility that the change in admission rates could be
acidotic exacerbations of their COPD saves the acute hospital
attributed to other confounding factors needs to be
a significant amount of money. Further longer term studies
addressed. All patients were receiving regular nebulised
are needed to address the quality of life of patients and costs
bronchodilators before starting NIV. No patient had a change
to society. This study provides useful data for the design of
in treatment with oral theophyllines or long term oxygen
therapy during the period studied. While most of the patients(n = 9) were already attending this centre in the year before
ACKNOWLEDGEMENTSThe authors would like to thank Professor Christine Godfrey for her
commencing NIV, four were referred from other centres for
assistance in the economic aspects of this manuscript.
assessment and commencement of NIV. It is possible thatthere will have been a ‘‘centre’’ effect but, other than
. . . . . . . . . . . . . . . . . . . . .
commencing NIV, there were no other changes in medical
J M Tuggey, P K Plant, M W Elliott, Department of Respiratory Medicine,
The time period examined was the year before and the year
St James’s University Hospital, Beckett Street, Leeds LS9 7TF, UK
after starting NIV. This was chosen to minimise the effect of
The department has received equipment on loan from ventilator
deterioration in the underlying condition in the absence of a
companies. MWE has received honoraria from Respironics and Teijin
control group. In this small group of patients, where some
patients are still alive at 40 months, a Kaplan-Meier analysissuggests a median survival with the provision of home NIV of
JT was funded by the Northern and Yorkshire NHS Executive.
29 (14) months. This compares very favourably with theimprovement in survival achieved by providing acute NIV for
exacerbations of COPD (16.8 months) and with conventional
1 Netton A, Curtis L. Unit costs of health and social care. Canterbury: Personal
treatment alone (13.4 months),20 and is similar to that
Social Services Research Unit, 2000.
2 Bott J, Carroll MP, Conway JH, et al. Randomised controlled trial of nasal
described by Jones.12 If NIV does indeed prolong life in these
ventilation in acute ventilatory failure due to chronic obstructive airways
patients, then it is possible that domiciliary NIV just
postpones these costs to the acute hospital to a later date
3 Brochard L, Mancebo J, Wysocki M, et al. Noninvasive ventilation for acute
exacerbations of chronic obstructive pulmonary disease. N Engl J Med
and that, if the study were extended, the savings from NIV
would eventually be lost. Patients would have to have a
4 Kramer N, Meyer TJ, Meharg J, et al. Randomized, prospective trial of
median survival of over 40 months for the increased costs
noninvasive positive pressure ventilation in acute respiratory failure. Am J Respir Crit Care Med 1995;151:1799–806.
associated with longer survival to outweigh the cost savings
5 Plant PK, Owen JL, Elliott MW. Early use of non-invasive ventilation for acute
of domiciliary NIV compared with the provision of acute NIV
exacerbations of chronic obstructive pulmonary disease on general respiratory
only. It is also possible that prolonged survival comes with
wards: a multicentre randomised controlled trial. Lancet 2000;355:1931–5.
6 Angus RM, Ahmed AA, Fenwick LJ, et al. Comparison of the acute effects on
the cost of life of marginal quality. However, other studies
gas exchange of nasal ventilation and doxapram in exacerbations of chronic
have shown that health status and quality of life are
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7 Celikel T, Sungur M, Ceyhan B, et al. Comparison of noninvasive positive
13 Perrin C, El Far Y, Vandenbos F, et al. Domiciliary nasal intermittent positive
pressure ventilation with standard medical therapy in hypercapnic acute
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respiratory failure. Chest 1998;114:1636–42.
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positive pressure ventilation in patients with severe COPD. Chest
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16 Plant PK, Owen JL, Elliott MW. Cost effectiveness of ward based non-invasive
10 Plant PK, Owen J, Elliott MW. One year period prevalance study of
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economic analysis of randomised controlled trial. BMJ 2003;326:956.
provision of non-invasive ventilation and oxygen administration. Thorax
17 British National Formulary. BMA and Royal Pharmaceutical Society of Great
11 Leger P, Bedicam JM, Cornette A, et al. Nasal intermittent positive pressure
18 Brown F. Health services cost index, London: HMSO, 2001.
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19 HM Treasury. Economic appraisal in central government: a technical guide for
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12 Jones SE, Packham S, Hebden M, et al. Domiciliary nocturnal intermittent
20 Plant PK, Owen JL, Elliott MW. Non-invasive ventilation in acute
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COPD: long term follow up and effect on survival. Thorax 1998;53:495–8.
and predictors of in-hospital outcome. Thorax 2001;56:708–12.
No effect of nebulised adrenaline on clinically important outcomes in viralbronchiolitism Wainwright C, Altamirano L, Cheney M, et al. A multicenter, randomized, double-blind, controlled trial of
nebulized epinephrine in infants with acute bronchiolitis. N Engl J Med 2003;349:27235
Theevidencethatoxygenistheonlyeffectivetreatmentinviralbronchiolitiscontinuesto
mount. The largest double blind, randomised, placebo controlled trial to date ofnebulised adrenaline (epinephrine) showed no improvement in duration of hospital
stay/time until ready for discharge with adrenaline compared with placebo. Indeed, in thosewith more severe bronchiolitis, adrenaline was associated with an increase in the duration ofhospital stay. There was no improvement in oxygenation or clinical score in the groupreceiving adrenaline. The best predictor of severity of bronchiolitis and duration of stay inhospital was oxygen saturation in room air at admission. Interestingly, oxygen saturation atadmission was also a good predictor of severity in acute asthma.
Previous studies of the role of adrenaline in bronchiolitis have shown improved
respiratory mechanics and clinical severity scores but the methodology has been flawedwith too few patients, inclusion of older infants with previous wheezing episodes, and lackof clinically important outcomes (for example, duration of hospitalisation or need forintensive care/mechanical ventilation). Bronchodilators have not been shown to be effectivein bronchiolitis although a trial of their use is common, especially in older infants with apersonal or family history of atopy. Wainright’s paper suggests that adrenaline is noteffective in this subgroup, although the study was not sufficiently powered to answer thisquestion.
It would appear that, for the moment at least, supplemental oxygen and supportive care
remain the only effective treatment for viral bronchiolitis.
Royal Children’s Hospital, Parkville, Australia;
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